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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNW
101
DELISTED
Pioneer Diversified High Income Fund
HNW
$385K 0.15%
29,649
-1,939
-6% -$26.7K
AVK
102
Advent Convertible and Income Fund
AVK
$539M
$375K 0.15%
30,673
+18,436
+151% +$249K
MUI
103
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$367K 0.15%
28,991
+24,401
+532% +$307K
FMO
104
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$359K 0.14%
8,079
-37,813
-82% -$1.97M
TV icon
105
Televisa
TV
$1.49B
$357K 0.14%
28,400
– –
OPP
106
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$356K 0.14%
+22,195
New +$355K
TDF
107
Templeton Dragon Fund
TDF
$267M
$356K 0.14%
20,955
-180
-0.9% -$3.16K
IVH
108
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$345K 0.14%
28,424
– –
MFM
109
Aberdeen Municipal Income Fund
MFM
$222M
$333K 0.13%
54,167
+7,912
+17% +$49.8K
MHI
110
DELISTED
Pioneer Municipal High Income Fund
MHI
$331K 0.13%
30,188
+13,000
+76% +$141K
BTT icon
111
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$322K 0.13%
15,686
+10,455
+200% +$211K
FMY
112
First Trust Mortgage Income Fund
FMY
$48.9M
$300K 0.12%
22,901
+1,655
+8% +$21.8K
PHT
113
DELISTED
Pioneer High Income Fund
PHT
$285K 0.11%
35,765
+1,429
+4% +$12.3K
CXE
114
DELISTED
MFS High Income Municipal Trust
CXE
$266K 0.11%
57,470
+22,003
+62% +$105K
WIA
115
Western Asset Inflation-Linked Income Fund
WIA
$185M
$266K 0.11%
25,121
-160,325
-86% -$1.73M
VMO icon
116
Invesco Municipal Opportunity Trust
VMO
$654M
$259K 0.1%
23,131
+3,231
+16% +$35.9K
PYN
117
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$243K 0.1%
28,035
+600
+2% +$5.29K
PZC
118
DELISTED
PIMCO California Municipal Income Fund III
PZC
$229K 0.09%
24,028
+2,669
+12% +$25.7K
EIM
119
Eaton Vance Municipal Bond Fund
EIM
$493M
$221K 0.09%
+19,593
New +$218K
EEA
120
European Equity Fund
EEA
$74.3M
$219K 0.09%
28,388
-12,898
-31% -$109K
PGZ
121
Principal Real Estate Income Fund
PGZ
$69M
$208K 0.08%
12,560
-2,123
-14% -$36K
BZM
122
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$185K 0.07%
14,151
-2,109
-13% -$28.1K
EXD
123
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$180K 0.07%
+21,152
New +$182K
FPF
124
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$174K 0.07%
+8,781
New +$176K
MUC icon
125
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$173K 0.07%
+14,050
New +$174K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.