Thomas J. Herzfeld Advisors’s RiverNorth/DoubleLine Strategic Opportunity Fund OPP Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio OPP Stock Details OPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-9,625	Closed	-$136K	–	375
2020 Q4	$136K	Sell	9,625 -1,065	-10%	-$14.8K	0.06%	109
2020 Q3	$142K	Sell	10,690 -125,527	-92%	-$1.76M	0.1%	70
2020 Q2	$1.92M	Buy	136,217 +25,675	+23%	+$340K	0.94%	27
2020 Q1	$1.4M	Buy	+110,542	New	+$1.72M	0.75%	38
2019 Q4	–	Sell	-304	Closed	-$5K	–	254
2019 Q3	$5K	Hold	304	–	–	﹤0.01%	245
2019 Q2	$5K	Sell	304 -65,100	-100%	-$1.09M	﹤0.01%	257
2019 Q1	$1.06M	Buy	65,404 +43,209	+195%	+$710K	0.39%	66
2018 Q4	$356K	Buy	+22,195	New	+$355K	0.14%	106

Other funds holding OPP

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MSAM

Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Thomas J. Herzfeld Advisors's OPP Position: Q1 2021 in Review

Thomas J. Herzfeld Advisors sold out of RiverNorth/DoubleLine Strategic Opportunity Fund (OPP) in Q1 2021, closing a stake of 9,625 shares — an estimated $136K sold.

Thomas J. Herzfeld Advisors first reported a position in OPP in Q4 2018 and held it in 8 quarters. The position peaked at $1.92M in Q2 2020. 39 funds tracked by Wall St. Rank hold OPP as of Q1 2021.

Thomas J. Herzfeld Advisors reported no remaining RiverNorth/DoubleLine Strategic Opportunity Fund position as of Q1 2021 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 9,625 RiverNorth/DoubleLine Strategic Opportunity Fund shares in Q1 2021, an estimated $136K.
Thomas J. Herzfeld Advisors first reported a position in RiverNorth/DoubleLine Strategic Opportunity Fund in Q4 2018 and held it in 8 quarters.
Thomas J. Herzfeld Advisors's RiverNorth/DoubleLine Strategic Opportunity Fund position peaked at $1.92M in Q2 2020.
39 funds tracked by Wall St. Rank held RiverNorth/DoubleLine Strategic Opportunity Fund as of Q1 2021.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.