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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund

36 hedge funds and large institutions have $42M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

6% more funds holding

Funds holding: 3436 (+2)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

2.05% less ownership

Funds ownership: 25.32%23.27% (-2.1%)

6% less capital invested

Capital invested by funds: $44.8M → $42M (-$2.77M)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.5M +$113K +6,561 +1%
UBS Group
2
UBS Group
Switzerland
$9.79M +$1.31M +75,525 +15%
Morgan Stanley
3
Morgan Stanley
New York
$3.54M +$1.14M +65,895 +47%
Stifel Financial
4
Stifel Financial
Missouri
$1.95M -$404K -23,382 -17%
Wells Fargo
5
Wells Fargo
California
$1.9M +$166K +9,613 +10%
CA
6
Cetera Advisors
Colorado
$1.79M +$240K +13,890 +15%
PPA
7
Parametric Portfolio Associates
Washington
$1.58M -$103K -5,981 -6%
Invesco
8
Invesco
Georgia
$1.57M -$202K -11,674 -11%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.12M +$41K +2,371 +4%
EWM
10
Edge Wealth Management
New York
$978K +$120K +6,940 +14%
BTS
11
BB&T Securities
Virginia
$975K -$4.12K -238 -0.4%
BMCM
12
Bryn Mawr Capital Management
Pennsylvania
$966K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$862K +$50.5K +2,919 +6%
FFA
14
First Foundation Advisors
California
$782K +$786K +45,439 New
Bank of America
15
Bank of America
North Carolina
$629K -$3.77M -217,851 -86%
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$483K -$33.9K -1,963 -7%
SWM
17
SeaCrest Wealth Management
New York
$452K +$57.4K +3,322 +14%
FG
18
Fiduciary Group
Georgia
$423K -$50.7K -2,935 -11%
CIBC Private Wealth Group
19
CIBC Private Wealth Group
Georgia
$286K +$287K +16,597 New
MF
20
Manchester Financial
California
$281K
FFG
21
Ford Financial Group
California
$248K +$57.2K +3,309 +30%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$232K -$77K -4,452 -25%
AW
23
ACG Wealth
Georgia
$218K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$213K +$2.75K +159 +1%
FIA
25
FNY Investment Advisers
New York
$91K -$142K -8,214 -61%

OPP Hedge Fund Activity: Q3 2019 in Review

36 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in RiverNorth/DoubleLine Strategic Opportunity Fund (OPP) for Q3 2019, worth a combined $42M — down 6.2% from $44.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new OPP positions and 3 closed out — a net gain of 2 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was UBS Group, adding an estimated $1.31M. The largest seller was Bank of America, cutting an estimated $3.77M.

  • 36 institutional investors held RiverNorth/DoubleLine Strategic Opportunity Fund (OPP) as of Q3 2019, up from 34 in Q2 2019.
  • Funds reported $42M of RiverNorth/DoubleLine Strategic Opportunity Fund stock for Q3 2019, down 6.2% quarter-over-quarter.
  • 5 funds opened new RiverNorth/DoubleLine Strategic Opportunity Fund positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest RiverNorth/DoubleLine Strategic Opportunity Fund buyer in Q3 2019 was UBS Group, an estimated $1.31M added.
  • The largest RiverNorth/DoubleLine Strategic Opportunity Fund seller in Q3 2019 was Bank of America, an estimated $3.77M sold.

Based on aggregated 13F filings for Q3 2019.