OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

36 hedge funds and large institutions have $42M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$9.79M
2
Morgan Stanley
Morgan Stanley
New York
$3.54M
3
FFA
First Foundation Advisors
California
$782K
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$286K
5
CA
Cetera Advisors
Colorado
$1.79M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$629K
2
SIA
Sit Investment Associates
Minnesota
$0
3
MSAM
Moloney Securities Asset Management
Missouri
$0
4
Stifel Financial
Stifel Financial
Missouri
$1.95M
5
CCP
Clough Capital Partners
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.5M +$113K +6,561 +1%
UBS Group
2
UBS Group
Switzerland
$9.79M +$1.3M +75,525 +15%
Morgan Stanley
3
Morgan Stanley
New York
$3.54M +$1.13M +65,895 +47%
Stifel Financial
4
Stifel Financial
Missouri
$1.95M -$400K -23,382 -17%
Wells Fargo
5
Wells Fargo
California
$1.9M +$165K +9,613 +10%
CA
6
Cetera Advisors
Colorado
$1.79M +$239K +13,890 +15%
PPA
7
Parametric Portfolio Associates
Washington
$1.58M -$103K -5,981 -6%
Invesco
8
Invesco
Georgia
$1.58M -$201K -11,674 -11%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.12M +$40.8K +2,371 +4%
EWM
10
Edge Wealth Management
New York
$978K +$119K +6,940 +14%
BTS
11
BB&T Securities
Virginia
$975K -$4.09K -238 -0.4%
BMCM
12
Bryn Mawr Capital Management
Pennsylvania
$966K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$862K +$50.2K +2,919 +6%
FFA
14
First Foundation Advisors
California
$782K +$782K +45,439 New
Bank of America
15
Bank of America
North Carolina
$629K -$3.75M -217,851 -86%
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$483K -$33.8K -1,963 -7%
SWM
17
SeaCrest Wealth Management
New York
$452K +$57.2K +3,322 +14%
FG
18
Fiduciary Group
Georgia
$423K -$50.6K -2,935 -11%
CIBC Private Wealth Group
19
CIBC Private Wealth Group
Georgia
$286K +$286K +16,597 New
MF
20
Manchester Financial
California
$281K – – –
FFG
21
Ford Financial Group
California
$248K +$56.9K +3,309 +30%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$232K -$76.7K -4,452 -25%
AW
23
ACG Wealth
Georgia
$218K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$213K +$2.75K +159 +1%
FIA
25
FNY Investment Advisers
New York
$91K -$140K -8,214 -61%
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