OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

34 hedge funds and large institutions have $44.8M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
17
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$2.36M
2
Bank of America
Bank of America
North Carolina
$4.29M
3
FFG
Ford Financial Group
California
$187K
4
CA
Cetera Advisors
Colorado
$1.52M
5
UBS Group
UBS Group
Switzerland
$8.31M

Top Sellers

1
RVPG
Relative Value Partners Group
$0
2
SIA
Sit Investment Associates
Minnesota
$1.9M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
$5K
4
CCP
Clough Capital Partners
Massachusetts
$230K
5
SFS
Shaker Financial Services
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.2M +$78.7K +4,667 +0.8%
UBS Group
2
UBS Group
Switzerland
$8.31M +$141K +8,383 +2%
Bank of America
3
Bank of America
North Carolina
$4.29M +$409K +24,286 +11%
Morgan Stanley
4
Morgan Stanley
New York
$2.36M +$1.27M +75,183 +116%
Stifel Financial
5
Stifel Financial
Missouri
$2.31M -$222K -13,245 -9%
SIA
6
Sit Investment Associates
Minnesota
$1.9M -$3M -178,265 -61%
Invesco
7
Invesco
Georgia
$1.74M -$275K -16,335 -14%
Wells Fargo
8
Wells Fargo
California
$1.7M -$164K -9,712 -9%
PPA
9
Parametric Portfolio Associates
Washington
$1.65M +$133K +7,890 +9%
CA
10
Cetera Advisors
Colorado
$1.52M +$180K +10,660 +13%
MSAM
11
Moloney Securities Asset Management
Missouri
$1.14M -$39.3K -2,330 -3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.06M +$74K +4,390 +8%
BTS
13
BB&T Securities
Virginia
$959K +$63.6K +3,778 +7%
BMCM
14
Bryn Mawr Capital Management
Pennsylvania
$946K +$24.9K +1,475 +3%
EWM
15
Edge Wealth Management
New York
$843K +$97.2K +5,756 +13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$795K -$46.2K -2,740 -5%
WAP
17
Wealthcare Advisory Partners
Pennsylvania
$506K +$3K +178 +0.6%
FG
18
Fiduciary Group
Georgia
$463K +$11.9K +708 +3%
SWM
19
SeaCrest Wealth Management
New York
$387K +$96.8K +5,740 +33%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$302K +$83.6K +4,958 +38%
MF
21
Manchester Financial
California
$275K – – –
CCP
22
Clough Capital Partners
Massachusetts
$230K -$864K -51,314 -79%
FIA
23
FNY Investment Advisers
New York
$228K +$56.4K +3,351 +33%
AW
24
ACG Wealth
Georgia
$213K – – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$205K +$19.2K +1,137 +10%
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