OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

37 hedge funds and large institutions have $32.8M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cetera Advisors
Colorado
$1.86M
2
SIA
2
Sit Investment Associates
Minnesota
$728K
3
CF
3
Centaurus Financial
California
$716K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$884K
5
NWA
5
Navis Wealth Advisors
New York
$395K

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$547K
2
FFA
2
First Foundation Advisors
California
$2.19M
3
Stifel Financial
3
Stifel Financial
Missouri
$551K
4
Wells Fargo
4
Wells Fargo
California
$550K
5
ASN
5
Advisory Services Network
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$7.32M 502,637 +17,471 +4%
UBS Group
2
UBS Group
Switzerland
$4.77M 327,253 -650 -0.2%
FFA
3
First Foundation Advisors
California
$2.19M 150,258 -41,101 -21%
Invesco
4
Invesco
Georgia
$2.12M 145,524 +4,088 +3%
CA
5
Cetera Advisors
Colorado
$1.86M 127,931 +52,836 +70%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.58M 108,565 +17,566 +19%
Morgan Stanley
7
Morgan Stanley
New York
$1.36M 93,555 +18,864 +25%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$984K 67,506 +11,200 +20%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$884K 60,719 +29,512 +95%
FFG
10
Ford Financial Group
California
$845K 58,049 +7,728 +15%
Osaic Holdings
11
Osaic Holdings
Arizona
$843K 57,860 +11,194 +24%
SIA
12
Sit Investment Associates
Minnesota
$728K 50,000 +49,576 +11,692%
CF
13
Centaurus Financial
California
$716K 49,143 +36,093 +277%
SWM
14
SeaCrest Wealth Management
New York
$709K 48,682 +5,913 +14%
Stifel Financial
15
Stifel Financial
Missouri
$551K 37,835 -33,928 -47%
Wells Fargo
16
Wells Fargo
California
$550K 37,707 -7,250 -16%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$547K 37,544 -44,514 -54%
HH
18
Hilltop Holdings
Texas
$511K 35,097 -400 -1%
Truist Financial
19
Truist Financial
North Carolina
$496K 33,416 -1,547 -4%
NWA
20
Navis Wealth Advisors
New York
$395K 27,126 +27,126 New
FG
21
Fiduciary Group
Georgia
$334K 22,463 +315 +1%
CIBC Private Wealth Group
22
CIBC Private Wealth Group
Georgia
$321K 22,037 – –
EWM
23
Edge Wealth Management
New York
$293K 20,101 +161 +0.8%
WWM
24
Wagner Wealth Management
South Carolina
$264K 17,733 -2,617 -13%
GC
25
Guggenheim Capital
Illinois
$264K 18,117 +18,117 New
1
2