OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

45 hedge funds and large institutions have $44.1M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 3 closing their positions.

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
13
Reduced
20
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UFM
1
Ursa Fund Management
California
$1.14M
2
FFA
2
First Foundation Advisors
California
$4.6M
3
SFS
3
Shaker Financial Services
Virginia
$486K
4
PPA
4
Parametric Portfolio Associates
Washington
$1.1M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$10.5M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$221K
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$142K
3
Stifel Financial
3
Stifel Financial
Missouri
$620K
4
Wells Fargo
4
Wells Fargo
California
$846K
5
MF
5
Manchester Financial
California
$159K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.5M 762,318 +15,783 +2%
FFA
2
First Foundation Advisors
California
$4.6M 335,155 +61,352 +22%
UBS Group
3
UBS Group
Switzerland
$4.56M 332,316 -21,755 -6%
Morgan Stanley
4
Morgan Stanley
New York
$2.62M 191,088 -32,537 -15%
MSAM
5
Moloney Securities Asset Management
Missouri
$2.08M 151,432 +7,732 +5%
CA
6
Cetera Advisors
Colorado
$1.74M 127,055 -14,810 -10%
Invesco
7
Invesco
Georgia
$1.73M 125,895 -6,062 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.48M 107,734 +11,138 +12%
FM
9
Family Management
New York
$1.28M 93,272 -3,641 -4%
UFM
10
Ursa Fund Management
California
$1.14M 83,000 +83,000 New
PPA
11
Parametric Portfolio Associates
Washington
$1.1M 80,062 +27,643 +53%
Bank of America
12
Bank of America
North Carolina
$930K 67,794 -509 -0.7%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$877K 63,929 -1,793 -3%
Wells Fargo
14
Wells Fargo
California
$846K 61,657 -51,515 -46%
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$802K 58,300 +4,400 +8%
RJA
16
Raymond James & Associates
Florida
$735K 53,596 -26,924 -33%
Truist Financial
17
Truist Financial
North Carolina
$647K 47,158 -4 -0%
Stifel Financial
18
Stifel Financial
Missouri
$620K 45,218 -85,310 -65%
BMCM
19
Bryn Mawr Capital Management
Pennsylvania
$571K 41,596 -7,575 -15%
FFG
20
Ford Financial Group
California
$518K 37,823 +2,672 +8%
ICM
21
Ionic Capital Management
New York
$508K 37,000 -30,077 -45%
SFS
22
Shaker Financial Services
Virginia
$486K 35,434 +35,434 New
CIBC Private Wealth Group
23
CIBC Private Wealth Group
Georgia
$440K 32,082 +10,805 +51%
SWM
24
SeaCrest Wealth Management
New York
$414K 30,151 +661 +2%
FG
25
Fiduciary Group
Georgia
$359K 26,168 – –
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