OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

45 hedge funds and large institutions have $64.5M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
19
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.99M
2
ICM
2
Ionic Capital Management
New York
$3.54M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$12.5M
4
Bank of America
4
Bank of America
North Carolina
$2.31M
5
FFA
5
First Foundation Advisors
California
$2.22M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$8.52M
2
PPA
2
Parametric Portfolio Associates
Washington
$1.17M
3
Wells Fargo
3
Wells Fargo
California
$1.53M
4
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$836K
5
Citigroup
5
Citigroup
New York
$32K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$12.5M 760,147 +156,247 +26%
UBS Group
2
UBS Group
Switzerland
$8.52M 518,398 -43,429 -8%
SIA
3
Sit Investment Associates
Minnesota
$6.99M 425,381 +425,381 New
Morgan Stanley
4
Morgan Stanley
New York
$4.8M 291,941 +88,696 +44%
ICM
5
Ionic Capital Management
New York
$3.54M 215,302 +215,302 New
Stifel Financial
6
Stifel Financial
Missouri
$2.76M 168,206 +55,598 +49%
Bank of America
7
Bank of America
North Carolina
$2.31M 140,473 +104,367 +289%
FFA
8
First Foundation Advisors
California
$2.22M 134,994 +90,094 +201%
Invesco
9
Invesco
Georgia
$2.18M 132,380 +41,960 +46%
CA
10
Cetera Advisors
Colorado
$1.98M 120,616 +17,806 +17%
Wells Fargo
11
Wells Fargo
California
$1.53M 92,827 -16,187 -15%
LCM
12
Landscape Capital Management
New Jersey
$1.44M 87,839 +87,839 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.43M 86,750 +37,268 +75%
PPA
14
Parametric Portfolio Associates
Washington
$1.17M 71,421 -19,491 -21%
YCM
15
Yakira Capital Management
Connecticut
$1.12M 68,299 +68,299 New
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.06M 64,558 +400 +0.6%
Truist Financial
17
Truist Financial
North Carolina
$939K 57,155 +57,155 New
EWM
18
Edge Wealth Management
New York
$933K 57,025 +843 +2%
BMCM
19
Bryn Mawr Capital Management
Pennsylvania
$836K 50,899 -4,541 -8%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$658K 40,075 +27,894 +229%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$573K 34,900 +21,600 +162%
FFG
22
Ford Financial Group
California
$550K 33,506 +19,263 +135%
MSAM
23
Moloney Securities Asset Management
Missouri
$548K 33,369 +33,369 New
SWM
24
SeaCrest Wealth Management
New York
$543K 33,069 +7,118 +27%
Millennium Management
25
Millennium Management
New York
$480K 29,200 +29,200 New
1
2