Ladenburg Thalmann Financial Services’s RiverNorth/DoubleLine Strategic Opportunity Fund OPP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio OPP Stock Details OPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$658K	Buy	40,556 +28,229	+229%	+$471K	﹤0.01%	1592
2019 Q3	$213K	Buy	12,327 +159	+1%	+$2.75K	﹤0.01%	2407
2019 Q2	$205K	Buy	12,168 +1,137	+10%	+$19.1K	﹤0.01%	2452
2019 Q1	$179K	Sell	11,031 -3,207	-23%	-$52.7K	﹤0.01%	2471
2018 Q4	$229K	Buy	14,238 +627	+5%	+$10K	﹤0.01%	2141
2018 Q3	$228K	Sell	13,611 -1,063	-7%	-$18.4K	﹤0.01%	2212
2018 Q2	$259K	Hold	14,674	–	–	﹤0.01%	2029
2018 Q1	$259K	Buy	14,674 +405	+3%	+$7.22K	﹤0.01%	2029
2017 Q4	$259K	Buy	14,269 +8,855	+164%	+$164K	﹤0.01%	2021
2017 Q3	$102K	Buy	5,414 +4,908	+970%	+$92.9K	﹤0.01%	2590
2017 Q2	$10K	Sell	506 -1,113	-69%	-$21K	﹤0.01%	4011
2017 Q1	$30K	Buy	+1,619	New	+$30K	﹤0.01%	3280

Other funds holding OPP

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Ladenburg Thalmann Financial Services's OPP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its RiverNorth/DoubleLine Strategic Opportunity Fund (OPP) stake by 229% in Q4 2019, buying an estimated $471K and bringing the position to 40,556 shares worth $658K. The position accounts for ﹤0.01% of the portfolio, ranked #1592.

Ladenburg Thalmann Financial Services first reported a position in OPP in Q1 2017 and has held it in 12 quarters since. 45 funds tracked by Wall St. Rank hold OPP as of Q4 2019.

Ladenburg Thalmann Financial Services held 40,556 shares of RiverNorth/DoubleLine Strategic Opportunity Fund worth $658K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 28,229 RiverNorth/DoubleLine Strategic Opportunity Fund shares in Q4 2019, an estimated $471K.
RiverNorth/DoubleLine Strategic Opportunity Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1592 holding.
Ladenburg Thalmann Financial Services first reported a position in RiverNorth/DoubleLine Strategic Opportunity Fund in Q1 2017 and has held it in 12 quarters since.
45 funds tracked by Wall St. Rank held RiverNorth/DoubleLine Strategic Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.