OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

29 hedge funds and large institutions have $41.4M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.28M
2
PPA
Parametric Portfolio Associates
Washington
+$1.06M
3
PAIM
Punch & Associates Investment Management
Minnesota
+$907K
4
BMCM
Bryn Mawr Capital Management
Pennsylvania
+$814K
5
Stifel Financial
Stifel Financial
Missouri
+$735K

Top Sellers

1
LCM
Laurion Capital Management
New York
-$4.44M
2
MML Investors Services
MML Investors Services
Massachusetts
-$807K
3
CA
Cetera Advisors
Colorado
-$712K
4
SFS
Shaker Financial Services
Virginia
-$508K
5
AW
ACG Wealth
Georgia
-$383K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$6.86M +$1.28M +72,665 +23%
RVPG
2
Relative Value Partners Group
$6.4M +$53.1K +3,015 +0.8%
PAIM
3
Punch & Associates Investment Management
Minnesota
$6.28M +$907K +51,535 +17%
Bank of America
4
Bank of America
North Carolina
$4.93M -$346K -19,668 -7%
Wells Fargo
5
Wells Fargo
California
$3.76M +$713K +40,533 +23%
Invesco
6
Invesco
Georgia
$2M +$75.1K +4,267 +4%
PPA
7
Parametric Portfolio Associates
Washington
$1.41M +$1.06M +60,383 +305%
MSAM
8
Moloney Securities Asset Management
Missouri
$1.23M -$61.3K -3,487 -5%
Stifel Financial
9
Stifel Financial
Missouri
$1M +$735K +42,057 +273%
LPL Financial
10
LPL Financial
California
$976K -$171K -9,716 -15%
SFS
11
Shaker Financial Services
Virginia
$941K -$508K -28,879 -35%
BMCM
12
Bryn Mawr Capital Management
Pennsylvania
$814K +$814K +46,239 New
AW
13
ACG Wealth
Georgia
$748K -$383K -21,759 -34%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$747K +$228K +12,931 +44%
BTS
15
BB&T Securities
Virginia
$675K -$122K -6,965 -15%
FG
16
Fiduciary Group
Georgia
$438K +$49.9K +2,834 +13%
LCM
17
Laurion Capital Management
New York
$430K -$4.44M -252,403 -91%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$320K +$320K +18,210 New
MIG
19
Mariner Investment Group
New York
$281K -$66.7K -3,788 -19%
AllianceBernstein
20
AllianceBernstein
Tennessee
$267K +$267K +15,180 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$259K +$7.15K +405 +3%
MML Investors Services
22
MML Investors Services
Massachusetts
$197K -$807K -45,843 -80%
Morgan Stanley
23
Morgan Stanley
New York
$197K +$43.8K +2,484 +29%
SWM
24
SeaCrest Wealth Management
New York
$148K +$97.1K +5,502 +191%
MOS
25
MGO One Seven
Ohio
$37K +$27.9K +1,596 +308%
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