TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+2.22%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$282M
AUM Growth
+$282M
Cap. Flow
+$2.78M
Cap. Flow %
0.99%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.16M
2
OXLC
Oxford Lane Capital
OXLC
$3.73M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.54M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.21M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.75M

Top Sells

1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$6.6M
2
ADX icon
Adams Diversified Equity Fund
ADX
$4.8M
3
UTG icon
Reaves Utility Income Fund
UTG
$4.8M
4
STEW
SRH Total Return Fund
STEW
$1.52M
5
KIO
KKR Income Opportunities Fund
KIO
$1.17M

Sector Composition

1 Financials 7.46%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MFM
101
MFS Municipal Income Trust
MFM
$212M
$300K 0.11%
46,255
– –
CHN
102
China Fund
CHN
$166M
$290K 0.1%
14,797
– –
FMY
103
First Trust Mortgage Income Fund
FMY
$51.4M
$285K 0.1%
21,246
+451
+2% +$6.05K
PYN
104
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$259K 0.09%
27,435
-3,481
-11% -$32.9K
PGZ
105
Principal Real Estate Income Fund
PGZ
$70.2M
$253K 0.09%
14,683
-6,024
-29% -$104K
JRI icon
106
Nuveen Real Asset Income & Growth Fund
JRI
$371M
$234K 0.08%
14,502
+1
+0% +$16
VMO icon
107
Invesco Municipal Opportunity Trust
VMO
$619M
$228K 0.08%
19,900
– –
LEO
108
BNY Mellon Strategic Municipals
LEO
$369M
$225K 0.08%
30,000
– –
BZM
109
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$224K 0.08%
16,260
-3,912
-19% -$53.9K
PZC
110
DELISTED
PIMCO California Municipal Income Fund III
PZC
$217K 0.08%
21,359
-6,600
-24% -$67.1K
MHI
111
DELISTED
Pioneer Municipal High Income Fund
MHI
$191K 0.07%
17,188
-100
-0.6% -$1.11K
AVK
112
Advent Convertible and Income Fund
AVK
$552M
$187K 0.07%
+11,915
New +$187K
JPC icon
113
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$176K 0.06%
+18,975
New +$176K
CXE
114
MFS High Income Municipal Trust
CXE
$111M
$175K 0.06%
35,467
-5,279
-13% -$26K
CLM icon
115
Cornerstone Strategic Value Fund
CLM
$2.31B
$172K 0.06%
12,315
+10,588
+613% +$148K
VTOL icon
116
Bristow Group
VTOL
$1.07B
$166K 0.06%
13,474
– –
TGP
117
DELISTED
Teekay LNG Partners L.P.
TGP
$160K 0.06%
9,589
– –
CEV
118
Eaton Vance California Municipal Income Trust
CEV
$66.7M
$159K 0.06%
14,171
-5,687
-29% -$63.8K
DSU icon
119
BlackRock Debt Strategies Fund
DSU
$549M
$157K 0.06%
14,095
– –
AMGN icon
120
Amgen
AMGN
$153B
$145K 0.05%
700
– –
HFRO
121
Highland Opportunities and Income Fund
HFRO
$341M
$143K 0.05%
9,259
– –
MRK icon
122
Merck
MRK
$210B
$142K 0.05%
2,000
– –
JGH icon
123
Nuveen Global High Income Fund
JGH
$314M
$138K 0.05%
8,839
– –
KTF
124
DWS Municipal Income Trust
KTF
$344M
$136K 0.05%
13,000
– –
NEAR icon
125
iShares Short Maturity Bond ETF
NEAR
$3.51B
$135K 0.05%
2,700
-7,300
-73% -$365K
3 4
5
6 7