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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFM
101
Aberdeen Municipal Income Fund
MFM
$222M
$300K 0.11%
46,255
– –
CHN
102
DELISTED
China Fund
CHN
$290K 0.1%
14,797
– –
FMY
103
First Trust Mortgage Income Fund
FMY
$48.9M
$285K 0.1%
21,246
+451
+2% +$6.02K
PYN
104
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$259K 0.09%
27,435
-3,481
-11% -$33.2K
PGZ
105
Principal Real Estate Income Fund
PGZ
$69.1M
$253K 0.09%
14,683
-6,024
-29% -$108K
JRI icon
106
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$234K 0.08%
14,502
+1
+0% +$16
VMO icon
107
Invesco Municipal Opportunity Trust
VMO
$655M
$228K 0.08%
19,900
– –
LEO
108
BNY Mellon Strategic Municipals
LEO
$387M
$225K 0.08%
30,000
– –
BZM
109
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$224K 0.08%
16,260
-3,912
-19% -$54.3K
PZC
110
DELISTED
PIMCO California Municipal Income Fund III
PZC
$217K 0.08%
21,359
-6,600
-24% -$69.9K
MHI
111
DELISTED
Pioneer Municipal High Income Fund
MHI
$191K 0.07%
17,188
-100
-0.6% -$1.15K
AVK
112
Advent Convertible and Income Fund
AVK
$538M
$187K 0.07%
+12,237
New +$186K
JPC icon
113
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$176K 0.06%
+18,975
New +$178K
CXE
114
DELISTED
MFS High Income Municipal Trust
CXE
$175K 0.06%
35,467
-5,279
-13% -$26.3K
CLM icon
115
Cornerstone Strategic Value Fund
CLM
$2.2B
$172K 0.06%
12,512
+10,757
+613% +$149K
VTOL icon
116
Bristow Group
VTOL
$1.35B
$166K 0.06%
6,737
– –
TGP
117
DELISTED
Teekay LNG Partners L.P.
TGP
$160K 0.06%
9,589
– –
CEV
118
Eaton Vance California Municipal Income Trust
CEV
$71.3M
$159K 0.06%
14,171
-5,687
-29% -$65K
DSU icon
119
BlackRock Debt Strategies Fund
DSU
$592M
$157K 0.06%
14,095
– –
AMGN icon
120
Amgen
AMGN
$211B
$145K 0.05%
700
– –
HFRO
121
Highland Opportunities and Income Fund
HFRO
$412M
$143K 0.05%
9,259
– –
MRK icon
122
Merck
MRK
$325B
$142K 0.05%
2,096
– –
JGH icon
123
Nuveen Global High Income Fund
JGH
$351M
$138K 0.05%
8,839
– –
KTF
124
DWS Municipal Income Trust
KTF
$348M
$136K 0.05%
13,000
– –
NEAR icon
125
iShares Short Maturity Bond ETF
NEAR
$4.83B
$135K 0.05%
2,700
-7,300
-73% -$366K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.