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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVTC icon
101
Evertec
EVTC
$1.88B
$436K 0.26%
17,643
– –
CHW
102
Calamos Global Dynamic Income Fund
CHW
$538M
$421K 0.25%
46,739
+30,545
+189% +$274K
BSP
103
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$419K 0.25%
50,420
-4,000
-7% -$32.4K
FUND
104
Sprott Focus Trust
FUND
$294M
$382K 0.22%
48,623
+6,577
+16% +$50K
CEN
105
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$379K 0.22%
+2,200
New +$382K
NXG
106
NXG NextGen Infrastructure Income Fund
NXG
$329M
$371K 0.22%
3,586
+2,188
+157% +$222K
SGF
107
DELISTED
Aberdeen Singapore Fund
SGF
$364K 0.21%
29,192
-3,270
-10% -$40.2K
PIM
108
Franklin Master Intermediate Income Trust
PIM
$150M
$363K 0.21%
70,528
-955
-1% -$4.84K
NBD
109
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$363K 0.21%
17,713
-8,052
-31% -$162K
TGP
110
DELISTED
Teekay LNG Partners L.P.
TGP
$346K 0.2%
8,361
– –
TDF
111
Templeton Dragon Fund
TDF
$270M
$325K 0.19%
13,270
-1,300
-9% -$31.2K
EVT icon
112
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$299K 0.18%
15,207
– –
ETY icon
113
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$294K 0.17%
26,358
-6,958
-21% -$76.9K
SOR
114
Source Capital
SOR
$371M
$294K 0.17%
4,287
+3,251
+314% +$219K
GBAB
115
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
$289K 0.17%
13,938
+2,900
+26% +$59.2K
ICB
116
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$283K 0.17%
16,121
-1,800
-10% -$31K
HYI
117
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$280K 0.16%
15,669
– –
IF
118
DELISTED
Aberdeen Indonesia Fund
IF
$275K 0.16%
29,152
-2,916
-9% -$24.8K
LCM
119
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$274K 0.16%
26,901
+2,769
+11% +$28.6K
VMC icon
120
Vulcan Materials
VMC
$36.9B
$266K 0.16%
4,000
-1,500
-27% -$95.8K
DNI
121
DELISTED
Dividend and Income Fund
DNI
$262K 0.15%
17,120
-16,089
-48% -$245K
ZF
122
DELISTED
Virtus Total Return Fund Inc.
ZF
$262K 0.15%
17,238
+17
+0.1% +$249
ILF icon
123
iShares Latin America 40 ETF
ILF
$3.79B
$256K 0.15%
7,000
– –
AIF
124
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$250K 0.15%
14,023
+9,022
+180% +$162K
NBB icon
125
Nuveen Taxable Municipal Income Fund
NBB
$447M
$247K 0.15%
12,602
-5,138
-29% -$98.6K
3 4
5
6 7

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.