TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+0.93%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$155M
AUM Growth
+$155M
Cap. Flow
-$2.69M
Cap. Flow %
-1.73%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

1
PDI icon
PIMCO Dynamic Income Fund
PDI
$676K
2
GRX
Gabelli Healthcare & Wellness Trust
GRX
$523K
3
DNI
Dividend and Income Fund
DNI
$509K
4
PPT
Putnam Premier Income Trust
PPT
$424K
5
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$382K

Top Sells

1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$1.15M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$997K
3
CET
Central Securities Corp
CET
$983K
4
USA icon
Liberty All-Star Equity Fund
USA
$827K
5
EWW icon
iShares MSCI Mexico ETF
EWW
$808K

Sector Composition

1 Consumer Staples 5.56%
2 Industrials 4.32%
3 Financials 3.51%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PIM
101
Putnam Master Intermediate Income Trust
PIM
$162M
$309K 0.2%
63,322
+19,197
+44% +$93.7K
IF
102
DELISTED
Aberdeen Indonesia Fund
IF
$304K 0.2%
30,758
+1,000
+3% +$9.88K
FUND
103
Sprott Focus Trust
FUND
$244M
$304K 0.2%
42,024
+160
+0.4% +$1.16K
FSD
104
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$288K 0.19%
16,401
+3,000
+22% +$52.7K
HYI
105
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$280K 0.18%
15,669
– –
SPE
106
Special Opportunities Fund
SPE
$166M
$264K 0.17%
14,987
– –
NQS
107
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$258K 0.17%
20,300
– –
NQU
108
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$256K 0.16%
20,300
– –
ICB
109
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$255K 0.16%
15,346
– –
CET
110
Central Securities Corp
CET
$1.45B
$253K 0.16%
10,804
-41,970
-80% -$983K
NDP
111
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$245K 0.16%
+10,000
New +$245K
JFC
112
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$244K 0.16%
16,679
– –
MYM
113
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$241K 0.16%
20,550
– –
ZF
114
DELISTED
Virtus Total Return Fund Inc.
ZF
$232K 0.15%
17,205
+16
+0.1% +$216
INF
115
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$222K 0.14%
+10,901
New +$222K
GAB.PRD.CL
116
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$217K 0.14%
8,672
– –
HEQ
117
John Hancock Hedged Equity & Income Fund
HEQ
$130M
$216K 0.14%
13,001
– –
CMK
118
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$212K 0.14%
26,556
– –
CEE
119
Central and Eastern Europe Fund
CEE
$102M
$208K 0.13%
6,424
-482
-7% -$15.6K
GBAB
120
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$420M
$203K 0.13%
10,138
– –
BCX icon
121
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
$194K 0.12%
16,756
– –
NTC
122
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$192K 0.12%
16,133
– –
MLM icon
123
Martin Marietta Materials
MLM
$36.9B
$187K 0.12%
1,900
– –
BGR icon
124
BlackRock Energy and Resources Trust
BGR
$349M
$183K 0.12%
7,100
– –
CKH
125
DELISTED
Seacor Holdings Inc.
CKH
$181K 0.12%
2,000
– –
3 4
5
6 7