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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIM
101
Franklin Master Intermediate Income Trust
PIM
$150M
$309K 0.2%
63,322
+19,197
+44% +$94.6K
FUND
102
Sprott Focus Trust
FUND
$294M
$304K 0.2%
42,633
+162
+0.4% +$1.16K
IF
103
DELISTED
Aberdeen Indonesia Fund
IF
$304K 0.2%
30,758
+1,000
+3% +$10.8K
FSD
104
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$288K 0.19%
16,401
+3,000
+22% +$52K
HYI
105
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$280K 0.18%
15,669
– –
SPE
106
Special Opportunities Fund
SPE
$139M
$264K 0.17%
15,688
– –
NQS
107
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$258K 0.17%
20,300
– –
NQU
108
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$256K 0.16%
20,300
– –
ICB
109
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$255K 0.16%
15,346
– –
CET
110
Central Securities Corp
CET
$1.55B
$253K 0.16%
10,804
-41,970
-80% -$952K
NDP
111
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$245K 0.16%
+1,250
New +$242K
JFC
112
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$244K 0.16%
16,679
– –
MYM
113
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$241K 0.16%
20,550
– –
ZF
114
DELISTED
Virtus Total Return Fund Inc.
ZF
$232K 0.15%
17,205
+16
+0.1% +$213
INF
115
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$222K 0.14%
+11,152
New +$241K
GAB.PRD.CL
116
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$217K 0.14%
8,672
– –
HEQ
117
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$216K 0.14%
13,001
– –
CMK
118
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$212K 0.14%
26,556
– –
CEE
119
Central and Eastern Europe Fund
CEE
$135M
$208K 0.13%
6,737
-505
-7% -$15K
GBAB
120
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
$203K 0.13%
10,138
– –
BCX icon
121
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$194K 0.12%
16,756
– –
NTC
122
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$192K 0.12%
16,133
– –
MLM icon
123
Martin Marietta Materials
MLM
$34.3B
$187K 0.12%
1,900
– –
BGR icon
124
BlackRock Energy and Resources Trust
BGR
$412M
$183K 0.12%
7,100
– –
CKH
125
DELISTED
Seacor Holdings Inc.
CKH
$181K 0.12%
2,068
– –
3 4
5
6 7

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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.