We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
76
Nuveen Floating Rate Income Fund
JFR
$1.23B
$709K 0.28%
76,857
+5,000
+7% +$49.2K
EDD
77
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$707K 0.28%
+116,681
New +$741K
JOF
78
Japan Smaller Capitalization Fund
JOF
$321M
$702K 0.28%
84,390
-65,842
-44% -$664K
FIF
79
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$702K 0.28%
54,190
-2,271
-4% -$33K
PCK
80
DELISTED
Pimco California Municipal Income Fund II
PCK
$695K 0.28%
88,805
+26,261
+42% +$212K
AMX icon
81
America Movil
AMX
$77.6B
$637K 0.25%
44,690
– –
EVTC icon
82
Evertec
EVTC
$1.95B
$613K 0.24%
21,356
– –
KIO
83
KKR Income Opportunities Fund
KIO
$450M
$605K 0.24%
42,491
+6,395
+18% +$98.6K
HQL
84
abrdn Life Sciences Investors
HQL
$585M
$598K 0.24%
39,546
+36,873
+1,379% +$649K
XMPT icon
85
VanEck CEF Muni Income ETF
XMPT
$220M
$595K 0.24%
+24,900
New +$594K
IHI icon
86
iShares US Medical Devices ETF
IHI
$3.14B
$569K 0.23%
17,100
– –
CIK
87
Credit Suisse Asset Management Income Fund
CIK
$135M
$564K 0.23%
203,676
+28,217
+16% +$83.7K
CBH
88
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$558K 0.22%
69,865
+16,640
+31% +$144K
DBL
89
DoubleLine Opportunistic Credit Fund
DBL
$279M
$547K 0.22%
+28,863
New +$559K
MXE
90
Mexico Equity and Income Fund
MXE
$58.5M
$537K 0.21%
53,361
-24,144
-31% -$256K
RDS.B
91
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$527K 0.21%
225
+37
+20% +$2.36K
HQH
92
abrdn Healthcare Investors
HQH
$1.25B
$522K 0.21%
29,108
-51,531
-64% -$1.05M
MLM icon
93
Martin Marietta Materials
MLM
$34.9B
$516K 0.21%
3,000
– –
LEO
94
BNY Mellon Strategic Municipals
LEO
$387M
$508K 0.2%
70,800
+40,800
+136% +$294K
SPE
95
Special Opportunities Fund
SPE
$139M
$508K 0.2%
44,872
-11,515
-20% -$150K
VMC icon
96
Vulcan Materials
VMC
$37.3B
$494K 0.2%
5,000
– –
IBB icon
97
iShares Biotechnology ETF
IBB
$9.48B
$492K 0.2%
5,100
– –
MIE
98
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$437K 0.17%
58,313
-28,731
-33% -$262K
SVVC
99
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$424K 0.17%
37,849
+14,771
+64% +$197K
NFJ
100
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$414K 0.17%
38,787
-91,599
-70% -$1.09M
2 3
4
5 6

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.