Thomas J. Herzfeld Advisors’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-56	Closed	-$1K	–	262
2019 Q2	$1K	Hold	56	–	–	﹤0.01%	266
2019 Q1	$1K	Sell	56 -28,807	-100%	-$566K	﹤0.01%	292
2018 Q4	$547K	Buy	+28,863	New	+$559K	0.22%	89

Other funds holding DBL

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Family Management New York $834M AUM 20.83% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Thomas J. Herzfeld Advisors's DBL Position: Q3 2019 in Review

Thomas J. Herzfeld Advisors sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q3 2019, closing a stake of 56 shares — an estimated $1K sold.

Thomas J. Herzfeld Advisors first reported a position in DBL in Q4 2018 and held it in 3 quarters. The position peaked at $547K in Q4 2018. 69 funds tracked by Wall St. Rank hold DBL as of Q3 2019.

Thomas J. Herzfeld Advisors reported no remaining DoubleLine Opportunistic Credit Fund position as of Q3 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 56 DoubleLine Opportunistic Credit Fund shares in Q3 2019, an estimated $1K.
Thomas J. Herzfeld Advisors first reported a position in DoubleLine Opportunistic Credit Fund in Q4 2018 and held it in 3 quarters.
Thomas J. Herzfeld Advisors's DoubleLine Opportunistic Credit Fund position peaked at $547K in Q4 2018.
69 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q3 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.