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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$269M
AUM Growth
+$41.9M
Cap. Flow
+$37.3M
Cap. Flow %
13.87%
Top 10 Hldgs %
40.16%
Holding
342
New
54
Increased
77
Reduced
95
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$8.83M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.19M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.15M
5
FMO
Fiduciary/Claymore Energy Infrastructure Fund
FMO
+$3M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$5.72M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.26M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$2.02M
4
TY icon
TRI-Continental Corp
TY
+$1.42M
5
RVT icon
Royce Value Trust
RVT
+$1.37M

Sector Composition

Rank Sector Weight
1 Financials 6.52%
2 Consumer Discretionary 4.44%
3 Industrials 4.41%
4 Consumer Staples 2.21%
5 Materials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
76
iShares Short Maturity Bond ETF
NEAR
$4.8B
$501K 0.19%
10,000
– –
BSV icon
77
Vanguard Short-Term Bond ETF
BSV
$44.6B
$498K 0.19%
6,300
– –
TDF
78
Templeton Dragon Fund
TDF
$268M
$498K 0.19%
23,135
– –
IHI icon
79
iShares US Medical Devices ETF
IHI
$3.02B
$495K 0.18%
17,100
– –
KIO
80
KKR Income Opportunities Fund
KIO
$450M
$490K 0.18%
+30,499
New +$504K
KF
81
Korea Fund
KF
$247M
$483K 0.18%
11,695
– –
KED
82
DELISTED
Kayne Anderson Energy
KED
$480K 0.18%
+27,549
New +$439K
JMM icon
83
Nuveen Multi-Market Income Fund
JMM
$54.1M
$474K 0.18%
62,257
-9,679
-13% -$73K
DTF
84
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$470K 0.17%
33,445
+20,445
+157% +$290K
HYG icon
85
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$449K 0.17%
+5,140
New +$451K
EEA
86
European Equity Fund
EEA
$73.9M
$447K 0.17%
45,315
+10,479
+30% +$102K
OXLC
87
Oxford Lane Capital
OXLC
$830M
$439K 0.16%
+8,727
New +$450K
NTG
88
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$439K 0.16%
+2,500
New +$420K
IGSB icon
89
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$432K 0.16%
+8,274
New +$434K
CEV
90
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$424K 0.16%
34,858
+7,702
+28% +$94.5K
FUND
91
Sprott Focus Trust
FUND
$293M
$398K 0.15%
50,276
+440
+0.9% +$3.45K
TAHO
92
DELISTED
Tahoe Resources Inc
TAHO
$392K 0.15%
81,900
– –
PZC
93
DELISTED
PIMCO California Municipal Income Fund III
PZC
$375K 0.14%
+35,959
New +$378K
PGZ
94
Principal Real Estate Income Fund
PGZ
$68.6M
$367K 0.14%
21,325
+11,510
+117% +$200K
KTF
95
DWS Municipal Income Trust
KTF
$346M
$363K 0.14%
+30,510
New +$368K
FSD
96
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$357K 0.13%
21,543
+9,525
+79% +$158K
AKP
97
DELISTED
Alliance Californa Muni Fd
AKP
$334K 0.12%
24,581
+6,800
+38% +$93.1K
AFT
98
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$332K 0.12%
+20,472
New +$337K
EVTC icon
99
Evertec
EVTC
$1.83B
$323K 0.12%
23,643
– –
CHN
100
DELISTED
China Fund
CHN
$315K 0.12%
14,537
+1,000
+7% +$21.3K
2 3
4
5 6

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Thomas J. Herzfeld Advisors held 342 positions worth $269M, up 18% from $227M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $37.3M of net new capital in Q4 2017, opening 54 new positions and adding to 77 existing holdings. Its largest new stake was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was BlackRock Science and Technology Trust, an estimated $5.72M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2017 buy was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017, an estimated $8.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2017 reduction was BlackRock Science and Technology Trust, cutting an estimated $5.72M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Dynamic Europe Equity Income Fund in Q4 2017, selling an estimated $1.12M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $269M portfolio in Q4 2017.
  • Thomas J. Herzfeld Advisors opened 54 new positions and closed 31 in Q4 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 18% quarter-over-quarter to $269M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.