Thomas J. Herzfeld Advisors’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-43,076	Closed	-$725K	–	315
2018 Q1	$725K	Buy	43,076 +22,604	+110%	+$371K	0.28%	69
2017 Q4	$332K	Buy	+20,472	New	+$337K	0.12%	98

Other funds holding AFT

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

Thomas J. Herzfeld Advisors's AFT Position: Q2 2018 in Review

Thomas J. Herzfeld Advisors sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q2 2018, closing a stake of 43,076 shares — an estimated $725K sold.

Thomas J. Herzfeld Advisors first reported a position in AFT in Q4 2017 and held it in 2 quarters. The position peaked at $725K in Q1 2018. 49 funds tracked by Wall St. Rank hold AFT as of Q2 2018.

Thomas J. Herzfeld Advisors reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q2 2018 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 43,076 Apollo Senior Floating Rate Fund Inc. shares in Q2 2018, an estimated $725K.
Thomas J. Herzfeld Advisors first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2017 and held it in 2 quarters.
Thomas J. Herzfeld Advisors's Apollo Senior Floating Rate Fund Inc. position peaked at $725K in Q1 2018.
49 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q2 2018.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2018, filed 14 Aug 2018.