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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVTC icon
76
Evertec
EVTC
$1.83B
$420K 0.19%
23,643
– –
QQQX icon
77
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$415K 0.19%
22,347
+20,946
+1,495% +$390K
DEX
78
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$383K 0.18%
37,855
+400
+1% +$3.9K
SCD
79
LMP Capital and Income Fund
SCD
$353M
$382K 0.18%
28,740
-2,057
-7% -$26.7K
IHI icon
80
iShares US Medical Devices ETF
IHI
$2.99B
$379K 0.18%
17,100
+9,600
+128% +$218K
LIVN icon
81
LivaNova
LIVN
$4.3B
$375K 0.17%
8,330
– –
VTOL icon
82
Bristow Group
VTOL
$1.35B
$365K 0.17%
10,758
– –
TWN
83
Taiwan Fund
TWN
$493M
$351K 0.16%
21,821
+8,177
+60% +$134K
HTD
84
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$924M
$350K 0.16%
15,179
+14,524
+2,217% +$330K
NXR
85
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$347K 0.16%
24,493
+16,721
+215% +$240K
ZF
86
DELISTED
Virtus Total Return Fund Inc.
ZF
$344K 0.16%
28,460
+18,749
+193% +$221K
CBA
87
DELISTED
ClearBridge American Energy MLP
CBA
$342K 0.16%
37,262
+26,900
+260% +$236K
JGH icon
88
Nuveen Global High Income Fund
JGH
$348M
$341K 0.16%
21,302
-683
-3% -$10.6K
DIAX
89
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$334K 0.15%
+22,254
New +$323K
FUND
90
Sprott Focus Trust
FUND
$293M
$334K 0.15%
48,144
-1,972
-4% -$13.5K
MGU
91
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$321K 0.15%
16,273
– –
NSC icon
92
Norfolk Southern
NSC
$78.8B
$316K 0.15%
2,928
-1,822
-38% -$184K
WU icon
93
Western Union
WU
$2.57B
$304K 0.14%
14,000
– –
DMC
94
Del Monte Corp
DMC
$1.35B
$303K 0.14%
5,000
– –
ASR icon
95
Grupo Aeroportuario del Sureste
ASR
$8.03B
$302K 0.14%
+2,100
New +$317K
TAHO
96
DELISTED
Tahoe Resources Inc
TAHO
$300K 0.14%
31,900
– –
NZF icon
97
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$287K 0.13%
20,284
– –
KYN icon
98
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$271K 0.13%
+13,827
New +$268K
NXQ
99
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$262K 0.12%
+19,722
New +$269K
BIT icon
100
BlackRock Multi-Sector Income Trust
BIT
$696M
$238K 0.11%
14,441
-1,150
-7% -$19K
2 3
4
5 6

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.