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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASG
76
Liberty All-Star Growth Fund
ASG
$325M
$561K 0.29%
138,452
+10,107
+8% +$39.6K
TWN
77
Taiwan Fund
TWN
$488M
$544K 0.28%
35,021
-300
-0.8% -$4.38K
EDD
78
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$535K 0.28%
70,000
– –
BCV
79
Bancroft Fund
BCV
$135M
$526K 0.27%
29,293
– –
MGU
80
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$488K 0.25%
24,272
-1,289
-5% -$23.7K
LCM
81
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$482K 0.25%
58,714
-3,000
-5% -$23.6K
MLM icon
82
Martin Marietta Materials
MLM
$34.3B
$479K 0.25%
3,000
– –
NSC icon
83
Norfolk Southern
NSC
$77.1B
$479K 0.25%
5,750
– –
AFB
84
AllianceBernstein National Municipal Income Fund
AFB
$314M
$472K 0.24%
32,679
+7,490
+30% +$105K
LIVN icon
85
LivaNova
LIVN
$4.43B
$450K 0.23%
8,330
– –
AKP
86
DELISTED
Alliance Californa Muni Fd
AKP
$431K 0.22%
29,045
+3,186
+12% +$46.2K
VMC icon
87
Vulcan Materials
VMC
$36.9B
$422K 0.22%
4,000
– –
EWW icon
88
iShares MSCI Mexico ETF
EWW
$1.91B
$419K 0.22%
7,800
– –
SCD
89
LMP Capital and Income Fund
SCD
$351M
$408K 0.21%
33,012
-759
-2% -$8.67K
NVG icon
90
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$376K 0.19%
24,760
+3,000
+14% +$44.3K
DEX
91
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$357K 0.18%
39,049
-3,908
-9% -$33.9K
NQI
92
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$333K 0.17%
23,406
+8,206
+54% +$114K
EVTC icon
93
Evertec
EVTC
$1.88B
$331K 0.17%
23,643
– –
FCX icon
94
Freeport-McMoran
FCX
$90.2B
$331K 0.17%
32,000
-1,749
-5% -$12.3K
JGH icon
95
Nuveen Global High Income Fund
JGH
$349M
$325K 0.17%
23,465
-684
-3% -$8.88K
TAHO
96
DELISTED
Tahoe Resources Inc
TAHO
$320K 0.17%
31,900
– –
EXG icon
97
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$312K 0.16%
35,485
– –
FUND
98
Sprott Focus Trust
FUND
$294M
$311K 0.16%
51,139
-769
-1% -$4.24K
BNS icon
99
Scotiabank
BNS
$106B
$293K 0.15%
6,132
– –
RFI
100
Cohen & Steers Total Return Realty Fund
RFI
$312M
$287K 0.15%
21,910
-20,198
-48% -$244K
2 3
4
5 6

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.