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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
76
DELISTED
TECO ENERGY INC
TE
$698K 0.4%
40,500
– –
NCLH icon
77
Norwegian Cruise Line
NCLH
$9.2B
$679K 0.39%
19,143
+5,000
+35% +$162K
GLV
78
Clough Global Dividend & Income Fund
GLV
$77.7M
$668K 0.38%
43,489
+15,976
+58% +$240K
NRO
79
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$664K 0.38%
160,314
-6,225
-4% -$26.6K
FPF
80
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$645K 0.37%
+30,376
New +$631K
GDL.PRB.CL
81
DELISTED
The GDL Fund
GDL.PRB.CL
$643K 0.37%
12,800
– –
BTF
82
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$641K 0.37%
27,876
– –
NMO
83
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$636K 0.36%
53,003
+45,003
+563% +$537K
DMC
84
Del Monte Corp
DMC
$1.36B
$591K 0.34%
20,890
+5,300
+34% +$149K
MGU
85
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$560K 0.32%
25,325
+15
+0.1% +$331
DVM
86
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$551K 0.31%
+37,763
New +$532K
CII icon
87
BlackRock Enhanced Captial and Income Fund
CII
$984M
$535K 0.31%
39,170
+58
+0.1% +$781
HCF
88
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$533K 0.3%
+56,625
New +$533K
NIE
89
Virtus Equity & Convertible Income Fund
NIE
$715M
$527K 0.3%
27,012
-1,000
-4% -$19.2K
KMF
90
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$523K 0.3%
15,186
+11,185
+280% +$360K
DEX
91
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$508K 0.29%
41,552
-2,466
-6% -$29.9K
DNI
92
DELISTED
Dividend and Income Fund
DNI
$502K 0.29%
33,209
-5,725
-15% -$83.9K
NBD
93
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$501K 0.29%
25,765
+352
+1% +$6.69K
INF
94
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$492K 0.28%
25,452
+14,300
+128% +$280K
CET
95
Central Securities Corp
CET
$1.55B
$479K 0.27%
22,061
+11,257
+104% +$255K
WIW
96
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$474K 0.27%
42,075
-4,706
-10% -$54K
APF
97
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$460K 0.26%
27,761
+1,110
+4% +$18.7K
RNP icon
98
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$449K 0.26%
28,591
+4,000
+16% +$63.4K
EVTC icon
99
Evertec
EVTC
$1.88B
$435K 0.25%
17,643
+1,000
+6% +$22.6K
SCD
100
LMP Capital and Income Fund
SCD
$351M
$429K 0.24%
27,130
+15,464
+133% +$238K
2 3
4
5 6

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.