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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBP icon
26
First Bancorp
FBP
$4.39B
$2.64M 0.97%
264,477
– –
AOD
27
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$2.58M 0.95%
309,379
-14,485
-4% -$119K
TPZ
28
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$2.5M 0.92%
138,583
+26,685
+24% +$484K
CPA icon
29
Copa Holdings
CPA
$5.65B
$2.4M 0.88%
24,273
– –
VVR icon
30
Invesco Senior Income Trust
VVR
$456M
$2.33M 0.86%
555,234
+60,054
+12% +$252K
MMT
31
Aberdeen Multi-Market Income Fund
MMT
$238M
$2.27M 0.84%
+383,739
New +$2.25M
LEN icon
32
Lennar Class A
LEN
$20.5B
$2.26M 0.83%
41,837
-7,231
-15% -$352K
SOR
33
Source Capital
SOR
$371M
$2.2M 0.81%
60,257
+7,526
+14% +$273K
TWN
34
Taiwan Fund
TWN
$488M
$1.81M 0.67%
97,932
-19,621
-17% -$350K
GF
35
New Germany Fund
GF
$183M
$1.77M 0.65%
127,395
+1,997
+2% +$27.8K
VAC icon
36
Marriott Vacations Worldwide
VAC
$3.4B
$1.74M 0.64%
16,745
– –
ARDC
37
Are Dynamic Credit Allocation Fund
ARDC
$296M
$1.63M 0.6%
109,363
+1,701
+2% +$25.7K
AGD
38
abrdn Global Dynamic Dividend Fund
AGD
$317M
$1.49M 0.55%
154,235
-7,303
-5% -$69.6K
DMC
39
Del Monte Corp
DMC
$1.36B
$1.44M 0.53%
42,341
-159
-0.4% -$4.51K
IFN
40
Aberdeen India Fund
IFN
$490M
$1.44M 0.53%
70,182
-469
-0.7% -$9.58K
NEE icon
41
NextEra Energy
NEE
$185B
$1.41M 0.52%
24,196
– –
FMX icon
42
Fomento Económico Mexicano
FMX
$45B
$1.36M 0.5%
14,896
-159
-1% -$14.7K
MCR
43
DELISTED
MFS Charter Income Trust
MCR
$1.36M 0.5%
+163,787
New +$1.36M
SMMU icon
44
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$1.28M 0.47%
25,278
+3,240
+15% +$164K
BWG
45
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.27M 0.47%
104,917
+1,112
+1% +$13.3K
GECC icon
46
Great Elm Capital Corp
GECC
$71.4M
$1.23M 0.46%
25,088
-1,009
-4% -$51.3K
SHV icon
47
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1.2M 0.44%
10,814
-65,554
-86% -$7.25M
CCL icon
48
Carnival Corporation Ltd
CCL
$37.1B
$1.16M 0.43%
26,518
– –
MINT icon
49
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.16M 0.43%
11,397
-7,655
-40% -$778K
CWCO icon
50
Consolidated Water Co
CWCO
$472M
$1.16M 0.43%
70,025
-51,613
-42% -$758K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.