Thomas J. Herzfeld Advisors’s Great Elm Capital Corp GECC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-25,088	Closed	-$1.23M	–	248
2019 Q3	$1.23M	Sell	25,088 -1,009	-4%	-$51.3K	0.46%	46
2019 Q2	$1.36M	Buy	26,097 +943	+4%	+$48.6K	0.52%	46
2019 Q1	$1.25M	Buy	+25,154	New	+$1.23M	0.46%	57

Other funds holding GECC

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

QCMC

Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

MPAM

Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return

Russell Investments Group London, United Kingdom $114B AUM 41.71% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $5.69B AUM 60.64% 1-Year Est. Return

Thomas J. Herzfeld Advisors's GECC Position: Q4 2019 in Review

Thomas J. Herzfeld Advisors sold out of Great Elm Capital Corp (GECC) in Q4 2019, closing a stake of 25,088 shares — an estimated $1.23M sold.

Thomas J. Herzfeld Advisors first reported a position in GECC in Q1 2019 and held it in 3 quarters. The position peaked at $1.36M in Q2 2019. 21 funds tracked by Wall St. Rank hold GECC as of Q4 2019.

Thomas J. Herzfeld Advisors reported no remaining Great Elm Capital Corp position as of Q4 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 25,088 Great Elm Capital Corp shares in Q4 2019, an estimated $1.23M.
Thomas J. Herzfeld Advisors first reported a position in Great Elm Capital Corp in Q1 2019 and held it in 3 quarters.
Thomas J. Herzfeld Advisors's Great Elm Capital Corp position peaked at $1.36M in Q2 2019.
21 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q4 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.