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Great Elm Capital Corp

21 hedge funds and large institutions have $11.7M invested in Great Elm Capital Corp in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

0.38% less ownership

Funds ownership: 2.87%2.49% (-0.38%)

18% less capital invested

Capital invested by funds: $14.2M → $11.7M (-$2.49M)

19% less funds holding

Funds holding: 2621 (-5)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
3
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.79M +$137K +2,819 +4%
QCMC
2
Quantum Capital Management (California)
California
$2.29M
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.54M +$422K +8,675 +36%
UBS Group
4
UBS Group
Switzerland
$1.09M -$632 -13 -0.1%
Two Sigma Investments
5
Two Sigma Investments
New York
$771K +$29.4K +604 +4%
MPAM
6
Monarch Partners Asset Management
Massachusetts
$612K +$19.2K +395 +3%
Russell Investments Group
7
Russell Investments Group
United Kingdom
$456K +$476K +9,783 New
Two Sigma Advisers
8
Two Sigma Advisers
New York
$364K +$71.4K +1,467 +23%
Morgan Stanley
9
Morgan Stanley
New York
$185K -$320K -6,583 -62%
BCM
10
Bridgeway Capital Management
Texas
$179K
JP Morgan Chase
11
JP Morgan Chase
New York
$90K -$3.26K -67 -3%
MSAM
12
Moloney Securities Asset Management
Missouri
$79K
TCOT
13
Trust Company of Toledo
Ohio
$78K
CSC
14
Cove Street Capital
California
$77K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$23K
TRCT
16
Tower Research Capital (TRC)
New York
$22K +$16.5K +339 +226%
VCP
17
Verus Capital Partners
Arizona
$16K +$16.7K +343 New
MWNA
18
Marshall Wace North America
New York
$16K +$17K +350 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$5K
Wells Fargo
20
Wells Fargo
California
$1K +$1.56K +32 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
-$1.23M -25,088 Closed
CL
22
CSS LLC
Illinois
-$697K -14,166 Closed
OFG
23
OTA Financial Group
New York
-$278K -5,670 Closed
SV
24
Stilwell Value
New York
-$147K -2,987 Closed
Squarepoint
25
Squarepoint
New York
-$146K -2,962 Closed

GECC Hedge Fund Activity: Q4 2019 in Review

21 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Great Elm Capital Corp (GECC) for Q4 2019, worth a combined $11.7M — down 18% from $14.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GECC and 4 opened new positions — a net loss of 5 holders — while 3 trimmed existing stakes and 6 added.

The largest buyer was Russell Investments Group, opening a new position worth an estimated $476K. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $1.23M sold.

  • 21 institutional investors held Great Elm Capital Corp (GECC) as of Q4 2019, down from 26 in Q3 2019.
  • Funds reported $11.7M of Great Elm Capital Corp stock for Q4 2019, down 18% quarter-over-quarter.
  • 4 funds opened new Great Elm Capital Corp positions in Q4 2019 and 9 closed out, a net change of -5 holders.
  • The largest Great Elm Capital Corp buyer in Q4 2019 was Russell Investments Group, an estimated $476K added.
  • The largest Great Elm Capital Corp seller in Q4 2019 was Thomas J. Herzfeld Advisors, an estimated $1.23M sold.

Based on aggregated 13F filings for Q4 2019.