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Great Elm Capital Corp
GECC

Overview Fund Activity

15 hedge funds and large institutions have $8.46M invested in Great Elm Capital Corp in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 5 closing their positions.

Holders
15
Holders Change
-2
Holders Change %
-11.76%
% of All Funds
0.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
3
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IAA
1
Independent Advisor Alliance
North Carolina
$250K
2
OAM
2
Oxford Asset Management
United Kingdom
$142K
3
QCMC
3
Quantum Capital Management (California)
California
$579K
4
Morgan Stanley
4
Morgan Stanley
New York
$23K
5
SKK
5
Shepherd Kaplan Krochuk
Massachusetts
$233K

Top Sellers

1
KCM
1
Kingdon Capital Management
New York
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$0
4
UBS Group
4
UBS Group
Switzerland
$1.26M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$4.08M 415,072 – –
UBS Group
2
UBS Group
Switzerland
$1.26M 128,384 -23,728 -16%
CL
3
CSS LLC
Illinois
$866K 88,043 – –
QCMC
4
Quantum Capital Management (California)
California
$579K 58,798 +9,742 +20%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$477K 48,504 -1,958 -4%
BCM
6
Basso Capital Management
Connecticut
$385K 39,141 – –
IAA
7
Independent Advisor Alliance
North Carolina
$250K 24,660 +24,660 New
SKK
8
Shepherd Kaplan Krochuk
Massachusetts
$233K 23,684 +1,358 +6%
OAM
9
Oxford Asset Management
United Kingdom
$142K 14,250 +14,250 New
MSAM
10
Moloney Securities Asset Management
Missouri
$100K 10,197 -362 -3%
Bank of America
11
Bank of America
North Carolina
$50K 5,037 – –
Morgan Stanley
12
Morgan Stanley
New York
$23K 2,300 +2,300 New
Wells Fargo
13
Wells Fargo
California
$5K 525 +1 +0.2%
AG
14
Advisor Group
Arizona
$2K 188 +4 +2%
KCM
15
Kingdon Capital Management
New York
– – -1,265,700 Closed
RCM
16
Rivernorth Capital Management
Florida
– – -141,656 Closed
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
– – -48,245 Closed
JPMorgan Chase & Co
18
JPMorgan Chase & Co
New York
– – -2,663 Closed
TRCT
19
Tower Research Capital (TRC)
New York
– – -530 Closed
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$0 1 – –