Independent Advisor Alliance’s Great Elm Capital Corp GECC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-2,934	Closed	-$164K	–	362
2018 Q1	$164K	Sell	2,934 -1,176	-29%	-$65.7K	0.04%	317
2017 Q4	$250K	Buy	+4,110	New	+$250K	0.06%	268