Independent Advisor Alliance
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Independent Advisor Alliance’s Great Elm Capital Corp GECC Stock Holding History

Independent Advisor Alliance’s Portfolio GECC Stock Details GECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q2 		– Sell
-2,934
Closed -$164K – 371
2018
Q1 		$164K Sell
2,934
-1,176
-29% -$69K 0.04% 320
2017
Q4 		$250K Buy
+4,110
New +$246K 0.06% 269

Other funds holding GECC

BI
Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return
QCMC
Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
SKK
Shepherd Kaplan Krochuk Boston, Massachusetts $126M AUM 15.32% 1-Year Est. Return
MSAM
Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return
Ladenburg Thalmann Financial Services
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Independent Advisor Alliance's GECC Position: Q2 2018 in Review

Independent Advisor Alliance sold out of Great Elm Capital Corp (GECC) in Q2 2018, closing a stake of 2,934 shares — an estimated $164K sold.

Independent Advisor Alliance first reported a position in GECC in Q4 2017 and held it in 2 quarters. The position peaked at $250K in Q4 2017. 14 funds tracked by Wall St. Rank hold GECC as of Q2 2018.

  • Independent Advisor Alliance reported no remaining Great Elm Capital Corp position as of Q2 2018 after selling out during the quarter.
  • Independent Advisor Alliance sold 2,934 Great Elm Capital Corp shares in Q2 2018, an estimated $164K.
  • Independent Advisor Alliance first reported a position in Great Elm Capital Corp in Q4 2017 and held it in 2 quarters.
  • Independent Advisor Alliance's Great Elm Capital Corp position peaked at $250K in Q4 2017.
  • 14 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q2 2018.

Based on Independent Advisor Alliance's 13F filing for Q2 2018, filed 8 Aug 2018.