Bulldog Investors’s Great Elm Capital Corp GECC Stock Holding History

Bulldog Investors’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,916	Closed	-$95K	–	171
2019 Q1	$95K	Sell	1,916 -3,341	-64%	-$163K	0.04%	107
2018 Q4	$251K	Sell	5,257 -16,170	-75%	-$823K	0.09%	88
2018 Q3	$1.25M	Sell	21,427 -27,168	-56%	-$1.55M	0.35%	62
2018 Q2	$2.69M	Sell	48,595 -20,584	-30%	-$1.15M	0.71%	42
2018 Q1	$3.83M	Hold	69,179	–	–	1.04%	29
2017 Q4	$4.08M	Hold	69,179	–	–	1.11%	29
2017 Q3	$4.33M	Hold	69,179	–	–	1.26%	27
2017 Q2	$4.41M	Sell	69,179 -9,164	-12%	-$595K	1.12%	24
2017 Q1	$5.35M	Hold	78,343	–	–	1.38%	24
2016 Q4	$5.49M	Buy	+78,343	New	+$5.1M	1.4%	21

Other funds holding GECC

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

QCMC

Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MPAM

Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return

OFG

OTA Financial Group Purchase, New York $143M AUM 16.9% 1-Year Est. Return

Bulldog Investors's GECC Position: Q2 2019 in Review

Bulldog Investors sold out of Great Elm Capital Corp (GECC) in Q2 2019, closing a stake of 1,916 shares — an estimated $95K sold.

Bulldog Investors first reported a position in GECC in Q4 2016 and held it in 10 quarters. The position peaked at $5.49M in Q4 2016. 25 funds tracked by Wall St. Rank hold GECC as of Q2 2019.

Bulldog Investors reported no remaining Great Elm Capital Corp position as of Q2 2019 after selling out during the quarter.
Bulldog Investors sold 1,916 Great Elm Capital Corp shares in Q2 2019, an estimated $95K.
Bulldog Investors first reported a position in Great Elm Capital Corp in Q4 2016 and held it in 10 quarters.
Bulldog Investors's Great Elm Capital Corp position peaked at $5.49M in Q4 2016.
25 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q2 2019.

Based on Bulldog Investors's 13F filing for Q2 2019, filed 14 Aug 2019.