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Great Elm Capital Corp

21 hedge funds and large institutions have $14M invested in Great Elm Capital Corp in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

67% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 3

17% more funds holding

Funds holding: 1821 (+3)

9% more capital invested

Capital invested by funds: $12.8M → $14M (+$1.17M)

0.06% less ownership

Funds ownership: 1.42%1.36% (-0.06%)

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$5.35M
RCM
2
Rivernorth Capital Management
Florida
$4.24M -$1.89M -28,024 -50%
UBS Group
3
UBS Group
Switzerland
$1.94M +$340K +5,050 +22%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$567K -$9.82K -146 -2%
BCM
5
Basso Capital Management
Connecticut
$494K
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$478K +$471K +7,002 New
YCM
7
Yakira Capital Management
Connecticut
$199K +$196K +2,917 New
VKH
8
Virtu KCG Holdings
New York
$153K +$151K +2,243 New
MTIM
9
Marathon Trading Investment Management
Pennsylvania
$114K +$112K +1,667 New
SCM
10
Segantii Capital Management
Hong Kong
$109K +$107K +1,592 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$79K +$59.5K +884 +317%
Morgan Stanley
12
Morgan Stanley
New York
$73K +$64.5K +958 +895%
Bank of America
13
Bank of America
North Carolina
$57K
Citigroup
14
Citigroup
New York
$37K +$4.71K +70 +15%
PCM
15
Prelude Capital Management
New York
$36K +$35.9K +534 New
Wells Fargo
16
Wells Fargo
California
$10K +$5.99K +89 +168%
BlackRock
17
BlackRock
New York
$8K +$8.28K +123 New
AG
18
Advisor Group
Arizona
$5K
SEI Investments
19
SEI Investments
Pennsylvania
$3K +$2.56K +38 New
TRCT
20
Tower Research Capital (TRC)
New York
$1K -$9.89K -147 -93%
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K
Jane Street
22
Jane Street
New York
-$273K -3,905 Closed
Millennium Management
23
Millennium Management
New York
-$203K -2,902 Closed
AIM
24
Acrospire Investment Management
Illinois
-$35K -495 Closed

GECC Hedge Fund Activity: Q1 2017 in Review

21 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Great Elm Capital Corp (GECC) for Q1 2017, worth a combined $14M — up 9.2% from $12.8M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GECC positions and 4 closed out — a net gain of 4 holders — while 5 added to existing stakes and 3 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $471K. The largest seller was Rivernorth Capital Management, cutting an estimated $1.89M.

  • 21 institutional investors held Great Elm Capital Corp (GECC) as of Q1 2017, up from 18 in Q4 2016.
  • Funds reported $14M of Great Elm Capital Corp stock for Q1 2017, up 9.2% quarter-over-quarter.
  • 8 funds opened new Great Elm Capital Corp positions in Q1 2017 and 4 closed out, a net change of +4 holders.
  • The largest Great Elm Capital Corp buyer in Q1 2017 was Susquehanna International Group, an estimated $471K added.
  • The largest Great Elm Capital Corp seller in Q1 2017 was Rivernorth Capital Management, an estimated $1.89M sold.

Based on aggregated 13F filings for Q1 2017.