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Rivernorth Capital Management’s Great Elm Capital Corp GECC Stock Holding History

Rivernorth Capital Management’s Portfolio GECC Stock Details GECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-23,609
Closed -$3.55M – 176
2017
Q3 		$3.55M Sell
23,609
-4,203
-15% -$272K 0.29% 74
2017
Q2 		$4.23M Hold
27,812
– – 0.32% 78
2017
Q1 		$4.24M Sell
27,812
-28,024
-50% -$1.89M 0.29% 87
2016
Q4 		$3.91M Buy
+55,836
New +$3.64M 0.26% 97

Other funds holding GECC

BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
QCMC
Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
BCM
Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
SKK
Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return
OAM
Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return
MSAM
Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

Rivernorth Capital Management's GECC Position: Q4 2017 in Review

Rivernorth Capital Management sold out of Great Elm Capital Corp (GECC) in Q4 2017, closing a stake of 23,609 shares — an estimated $3.55M sold.

Rivernorth Capital Management first reported a position in GECC in Q4 2016 and held it in 4 quarters. The position peaked at $4.24M in Q1 2017. 14 funds tracked by Wall St. Rank hold GECC as of Q4 2017.

  • Rivernorth Capital Management reported no remaining Great Elm Capital Corp position as of Q4 2017 after selling out during the quarter.
  • Rivernorth Capital Management sold 23,609 Great Elm Capital Corp shares in Q4 2017, an estimated $3.55M.
  • Rivernorth Capital Management first reported a position in Great Elm Capital Corp in Q4 2016 and held it in 4 quarters.
  • Rivernorth Capital Management's Great Elm Capital Corp position peaked at $4.24M in Q1 2017.
  • 14 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q4 2017.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.