Rivernorth Capital Management’s Great Elm Capital Corp GECC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-23,609	Closed	-$3.55M	–	176
2017 Q3	$3.55M	Sell	23,609 -4,203	-15%	-$633K	0.29%	74
2017 Q2	$4.23M	Hold	27,812	–	–	0.32%	78
2017 Q1	$4.24M	Sell	27,812 -28,024	-50%	-$4.27M	0.29%	87
2016 Q4	$3.91M	Buy	+55,836	New	+$3.91M	0.26%	97