Basso Capital Management’s Great Elm Capital Corp GECC Stock Holding History

Basso Capital Management’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-6,524	Closed	-$385K	–	187
2017 Q4	$385K	Hold	6,524	–	–	0.06%	127
2017 Q3	$409K	Hold	6,524	–	–	0.05%	141
2017 Q2	$416K	Sell	6,524 -704	-10%	-$45.7K	0.05%	127
2017 Q1	$494K	Hold	7,228	–	–	0.07%	102
2016 Q4	$506K	Buy	+7,228	New	+$471K	0.08%	101

Other funds holding GECC

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

QCMC

Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

SKK

Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

MSAM

Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Basso Capital Management's GECC Position: Q1 2018 in Review

Basso Capital Management sold out of Great Elm Capital Corp (GECC) in Q1 2018, closing a stake of 6,524 shares — an estimated $385K sold.

Basso Capital Management first reported a position in GECC in Q4 2016 and held it in 5 quarters. The position peaked at $506K in Q4 2016. 16 funds tracked by Wall St. Rank hold GECC as of Q1 2018.

Basso Capital Management reported no remaining Great Elm Capital Corp position as of Q1 2018 after selling out during the quarter.
Basso Capital Management sold 6,524 Great Elm Capital Corp shares in Q1 2018, an estimated $385K.
Basso Capital Management first reported a position in Great Elm Capital Corp in Q4 2016 and held it in 5 quarters.
Basso Capital Management's Great Elm Capital Corp position peaked at $506K in Q4 2016.
16 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q1 2018.

Based on Basso Capital Management's 13F filing for Q1 2018, filed 15 May 2018.