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Great Elm Capital Corp
GECC

Overview Fund Activity

17 hedge funds and large institutions have $17.3M invested in Great Elm Capital Corp in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 6 closing their positions.

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
2
Reduced
3
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KCM
1
Kingdon Capital Management
New York
$4.49M
2
QCMC
2
Quantum Capital Management (California)
California
$512K
3
UBS Group
3
UBS Group
Switzerland
$1.59M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$28K
5
AG
5
Advisor Group
Arizona
$2K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$3.55M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
PCM
3
Prelude Capital Management
New York
$0
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
KCM
1
Kingdon Capital Management
New York
$4.49M 1,265,700 +1,265,700 New
BI
2
Bulldog Investors
New Jersey
$4.33M 415,072 – –
RCM
3
Rivernorth Capital Management
Florida
$3.55M 141,656 -25,214 -15%
UBS Group
4
UBS Group
Switzerland
$1.59M 152,112 +5,353 +4%
CL
5
CSS LLC
Illinois
$919K 88,043 – –
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$527K 50,462 -207 -0.4%
QCMC
7
Quantum Capital Management (California)
California
$512K 49,056 +49,056 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$504K 48,245 – –
BCM
9
Basso Capital Management
Connecticut
$409K 39,141 – –
SKK
10
Shepherd Kaplan Krochuk
Massachusetts
$233K 22,326 – –
MSAM
11
Moloney Securities Asset Management
Missouri
$110K 10,559 – –
Bank of America
12
Bank of America
North Carolina
$53K 5,037 – –
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$28K 2,663 +2,663 New
TRCT
14
Tower Research Capital (TRC)
New York
$6K 530 -570 -52%
Wells Fargo
15
Wells Fargo
California
$5K 524 – –
AG
16
Advisor Group
Arizona
$2K 184 +3 +2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
– – -15,944 Closed
PCM
18
Prelude Capital Management
New York
– – -5,369 Closed
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
– – -3,000 Closed
Morgan Stanley
20
Morgan Stanley
New York
– – -1,486 Closed
SEI Investments
21
SEI Investments
Pennsylvania
– – -1,337 Closed
Creative Planning
22
Creative Planning
Kansas
– – -748 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$0 1 – –