We are live on ! Find out more
GECC icon

Great Elm Capital Corp

16 hedge funds and large institutions have $17.3M invested in Great Elm Capital Corp in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more capital invested

Capital invested by funds: $13.3M → $17.3M (+$3.96M)

1.86% more ownership

Funds ownership: 1.46%3.33% (+1.9%)

16% less funds holding

Funds holding: 1916 (-3)

33% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 3

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
16
Holders Change
-3
Holders Change %
-15.79%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
2
Reduced
3
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KCM
1
Kingdon Capital Management
New York
$4.49M +$13.6M +210,950 New
BI
2
Bulldog Investors
New Jersey
$4.33M
RCM
3
Rivernorth Capital Management
Florida
$3.55M -$272K -4,203 -15%
UBS Group
4
UBS Group
Switzerland
$1.59M +$57.6K +892 +4%
CL
5
CSS LLC
Illinois
$919K
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$527K -$2.26K -35 -0.4%
QCMC
7
Quantum Capital Management (California)
California
$512K +$528K +8,176 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$504K
BCM
9
Basso Capital Management
Connecticut
$409K
SKK
10
Shepherd Kaplan Krochuk
Massachusetts
$233K
MSAM
11
Moloney Securities Asset Management
Missouri
$110K
Bank of America
12
Bank of America
North Carolina
$53K
JP Morgan Chase
13
JP Morgan Chase
New York
$28K +$28.7K +444 New
TRCT
14
Tower Research Capital (TRC)
New York
$6K -$6.14K -95 -52%
Wells Fargo
15
Wells Fargo
California
$5K
AG
16
Advisor Group
Arizona
$2K +$65 +1 +3%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
-$169K -2,657 Closed
PCM
18
Prelude Capital Management
New York
-$57K -895 Closed
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
-$32K -500 Closed
Morgan Stanley
20
Morgan Stanley
New York
-$15K -248 Closed
SEI Investments
21
SEI Investments
Pennsylvania
-$14K -223 Closed
Creative Planning
22
Creative Planning
Kansas
-$8K -125 Closed

GECC Hedge Fund Activity: Q3 2017 in Review

16 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Great Elm Capital Corp (GECC) for Q3 2017, worth a combined $17.3M — up 30% from $13.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GECC and 3 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 2 added.

The largest buyer was Kingdon Capital Management, opening a new position worth an estimated $13.6M. The largest seller was Rivernorth Capital Management, cutting an estimated $272K.

  • 16 institutional investors held Great Elm Capital Corp (GECC) as of Q3 2017, down from 19 in Q2 2017.
  • Funds reported $17.3M of Great Elm Capital Corp stock for Q3 2017, up 30% quarter-over-quarter.
  • 3 funds opened new Great Elm Capital Corp positions in Q3 2017 and 6 closed out, a net change of -3 holders.
  • The largest Great Elm Capital Corp buyer in Q3 2017 was Kingdon Capital Management, an estimated $13.6M added.
  • The largest Great Elm Capital Corp seller in Q3 2017 was Rivernorth Capital Management, an estimated $272K sold.

Based on aggregated 13F filings for Q3 2017.