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Great Elm Capital Corp

26 hedge funds and large institutions have $14.2M invested in Great Elm Capital Corp in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

4% more funds holding

Funds holding: 2526 (+1)

0% more capital invested

Capital invested by funds: $14.1M → $14.2M (+$65K)

0.18% more ownership

Funds ownership: 2.69%2.87% (+0.18%)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.85M
QCMC
2
Quantum Capital Management (California)
California
$2.42M
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.23M -$51.3K -1,009 -4%
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$1.2M +$470K +9,260 +61%
UBS Group
5
UBS Group
Switzerland
$1.15M -$13.9K -273 -1%
Two Sigma Investments
6
Two Sigma Investments
New York
$783K -$4.42K -87 -0.5%
CL
7
CSS LLC
Illinois
$697K
MPAM
8
Monarch Partners Asset Management
Massachusetts
$626K +$132K +2,594 +26%
Morgan Stanley
9
Morgan Stanley
New York
$519K -$29K -571 -5%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$312K +$95.7K +1,883 +42%
OFG
11
OTA Financial Group
New York
$278K -$83.4K -1,642 -22%
BCM
12
Bridgeway Capital Management
Texas
$189K +$195K +3,833 New
SV
13
Stilwell Value
New York
$147K
Squarepoint
14
Squarepoint
New York
$146K +$13.2K +259 +10%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$136K +$141K +2,772 New
JP Morgan Chase
16
JP Morgan Chase
New York
$98K +$61K +1,200 +150%
VF
17
Virtu Financial
New York
$95K +$98.1K +1,932 New
MSAM
18
Moloney Securities Asset Management
Missouri
$84K
TCOT
19
Trust Company of Toledo
Ohio
$82K
CSC
20
Cove Street Capital
California
$81K -$20.8K -410 -20%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$25K +$25.4K +500 New
CIAS
22
Capital Investment Advisory Services
North Carolina
$16K +$16.9K +333 New
TRCT
23
Tower Research Capital (TRC)
New York
$7K -$10.9K -214 -59%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$5K
QCIG
25
Quad-Cities Investment Group
Iowa
$2K

GECC Hedge Fund Activity: Q3 2019 in Review

26 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Great Elm Capital Corp (GECC) for Q3 2019, worth a combined $14.2M — up 0.46% from $14.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GECC positions and 4 closed out — a net gain of 1 holder — while 5 added to existing stakes and 7 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $470K. The largest seller was Marshall Wace, exiting entirely with an estimated $100K sold.

  • 26 institutional investors held Great Elm Capital Corp (GECC) as of Q3 2019, up from 25 in Q2 2019.
  • Funds reported $14.2M of Great Elm Capital Corp stock for Q3 2019, up 0.46% quarter-over-quarter.
  • 5 funds opened new Great Elm Capital Corp positions in Q3 2019 and 4 closed out, a net change of +1 holder.
  • The largest Great Elm Capital Corp buyer in Q3 2019 was Arrowstreet Capital, an estimated $470K added.
  • The largest Great Elm Capital Corp seller in Q3 2019 was Marshall Wace, an estimated $100K sold.

Based on aggregated 13F filings for Q3 2019.