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Great Elm Capital Corp

25 hedge funds and large institutions have $14.1M invested in Great Elm Capital Corp in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

19% more funds holding

Funds holding: 2125 (+4)

9% more capital invested

Capital invested by funds: $13M → $14.1M (+$1.11M)

0.22% more ownership

Funds ownership: 2.46%2.69% (+0.22%)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
25
Holders Change
+4
Holders Change %
+19.05%
% of All Funds
0.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.09M -$56.7K -1,100 -1%
QCMC
2
Quantum Capital Management (California)
California
$2.57M -$23.3K -452 -0.9%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.36M +$48.6K +943 +4%
UBS Group
4
UBS Group
Switzerland
$1.23M -$121K -2,340 -9%
Two Sigma Investments
5
Two Sigma Investments
New York
$836K +$432K +8,375 +110%
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$789K -$39K -757 -5%
CL
7
CSS LLC
Illinois
$739K
Morgan Stanley
8
Morgan Stanley
New York
$580K +$24.6K +477 +4%
MPAM
9
Monarch Partners Asset Management
Massachusetts
$529K +$14.8K +287 +3%
OFG
10
OTA Financial Group
New York
$381K -$198K -3,833 -34%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$232K +$230K +4,450 New
SV
12
Stilwell Value
New York
$156K
Squarepoint
13
Squarepoint
New York
$141K +$139K +2,703 New
CSC
14
Cove Street Capital
California
$108K +$106K +2,060 New
Marshall Wace
15
Marshall Wace
United Kingdom
$100K +$98.3K +1,906 New
MSAM
16
Moloney Securities Asset Management
Missouri
$89K
TCOT
17
Trust Company of Toledo
Ohio
$87K
JP Morgan Chase
18
JP Morgan Chase
New York
$42K -$25.8K -500 -38%
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$24K -$131K -2,532 -84%
TRCT
20
Tower Research Capital (TRC)
New York
$19K +$12.6K +245 +206%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$6K
YWP
22
YorkBridge Wealth Partners
New York
$6K
QCIG
23
Quad-Cities Investment Group
Iowa
$2K
Bank of America
24
Bank of America
North Carolina
$1K +$928 +18 New
BI
25
Bulldog Investors
New Jersey
-$95K -1,916 Closed

GECC Hedge Fund Activity: Q2 2019 in Review

25 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Great Elm Capital Corp (GECC) for Q2 2019, worth a combined $14.1M — up 8.6% from $13M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GECC positions and 1 closed out — a net gain of 4 holders — while 5 added to existing stakes and 7 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $432K. The largest seller was OTA Financial Group, cutting an estimated $198K.

  • 25 institutional investors held Great Elm Capital Corp (GECC) as of Q2 2019, up from 21 in Q1 2019.
  • Funds reported $14.1M of Great Elm Capital Corp stock for Q2 2019, up 8.6% quarter-over-quarter.
  • 5 funds opened new Great Elm Capital Corp positions in Q2 2019 and 1 closed out, a net change of +4 holders.
  • The largest Great Elm Capital Corp buyer in Q2 2019 was Two Sigma Investments, an estimated $432K added.
  • The largest Great Elm Capital Corp seller in Q2 2019 was OTA Financial Group, an estimated $198K sold.

Based on aggregated 13F filings for Q2 2019.