We are live on ! Find out more
GECC icon

Great Elm Capital Corp

21 hedge funds and large institutions have $13M invested in Great Elm Capital Corp in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

19% more capital invested

Capital invested by funds: $10.9M → $13M (+$2.11M)

0.3% more ownership

Funds ownership: 2.17%2.46% (+0.3%)

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.94M +$1.01M +20,599 +35%
QCMC
2
Quantum Capital Management (California)
California
$2.46M +$32.1K +657 +1%
UBS Group
3
UBS Group
Switzerland
$1.28M +$374K +7,647 +42%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.25M +$1.23M +25,154 New
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$786K +$776K +15,868 New
CL
6
CSS LLC
Illinois
$702K
OFG
7
OTA Financial Group
New York
$552K -$485K -9,917 -47%
Morgan Stanley
8
Morgan Stanley
New York
$527K +$3.08K +63 +0.6%
MPAM
9
Monarch Partners Asset Management
Massachusetts
$488K +$102K +2,090 +27%
Two Sigma Investments
10
Two Sigma Investments
New York
$378K +$213K +4,348 +132%
Acadian Asset Management
11
Acadian Asset Management
Massachusetts
$149K -$32.4K -663 -18%
SV
12
Stilwell Value
New York
$148K
BI
13
Bulldog Investors
New Jersey
$95K -$163K -3,341 -64%
MSAM
14
Moloney Securities Asset Management
Missouri
$84K
TCOT
15
Trust Company of Toledo
Ohio
$83K
JP Morgan Chase
16
JP Morgan Chase
New York
$64K +$63.6K +1,300 New
TRCT
17
Tower Research Capital (TRC)
New York
$6K -$10.9K -222 -65%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$5K +$5.33K +109 New
YWP
19
YorkBridge Wealth Partners
New York
$5K +$5.43K +111 New
QCIG
20
Quad-Cities Investment Group
Iowa
$2K
WAM
21
Weiss Asset Management
Massachusetts
-$666K -14,130 Closed
AGC
22
Alden Global Capital
Florida
-$572K -12,150 Closed
BRF
23
B. Riley Financial
California
-$261K -5,533 Closed
SEI Investments
24
SEI Investments
Pennsylvania
-$25K -421 Closed
Macquarie Group
25
Macquarie Group
Australia
-$7K -150 Closed

GECC Hedge Fund Activity: Q1 2019 in Review

21 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Great Elm Capital Corp (GECC) for Q1 2019, worth a combined $13M — up 19% from $10.9M a quarter earlier.

Fund positioning in GECC was balanced in Q1 2019: 5 funds opened new positions, 5 closed out, 6 added to existing stakes and 4 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $1.23M. The largest seller was Weiss Asset Management, exiting entirely with an estimated $666K sold.

  • 21 institutional investors held Great Elm Capital Corp (GECC) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $13M of Great Elm Capital Corp stock for Q1 2019, up 19% quarter-over-quarter.
  • 5 funds opened new Great Elm Capital Corp positions in Q1 2019 and 5 closed out, a net change of 0 holders.
  • The largest Great Elm Capital Corp buyer in Q1 2019 was Thomas J. Herzfeld Advisors, an estimated $1.23M added.
  • The largest Great Elm Capital Corp seller in Q1 2019 was Weiss Asset Management, an estimated $666K sold.

Based on aggregated 13F filings for Q1 2019.