B. Riley Financial’s Great Elm Capital Corp GECC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-5,533	Closed	-$261K	–	89
2018 Q4	$261K	Buy	+5,533	New	+$261K	0.14%	61