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OTA Financial Group’s Great Elm Capital Corp GECC Stock Holding History

OTA Financial Group’s Portfolio GECC Stock Details GECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-5,670
Closed -$278K – 63
2019
Q3 		$278K Sell
5,670
-1,642
-22% -$83.4K 0.23% 41
2019
Q2 		$381K Sell
7,312
-3,833
-34% -$198K 0.3% 40
2019
Q1 		$552K Sell
11,145
-9,917
-47% -$485K 0.47% 27
2018
Q4 		$992K Buy
+21,062
New +$1.07M 0.47% 19

Other funds holding GECC

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
QCMC
Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
Russell Investments Group
Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

OTA Financial Group's GECC Position: Q4 2019 in Review

OTA Financial Group sold out of Great Elm Capital Corp (GECC) in Q4 2019, closing a stake of 5,670 shares — an estimated $278K sold.

OTA Financial Group first reported a position in GECC in Q4 2018 and held it in 4 quarters. The position peaked at $992K in Q4 2018. 21 funds tracked by Wall St. Rank hold GECC as of Q4 2019.

  • OTA Financial Group reported no remaining Great Elm Capital Corp position as of Q4 2019 after selling out during the quarter.
  • OTA Financial Group sold 5,670 Great Elm Capital Corp shares in Q4 2019, an estimated $278K.
  • OTA Financial Group first reported a position in Great Elm Capital Corp in Q4 2018 and held it in 4 quarters.
  • OTA Financial Group's Great Elm Capital Corp position peaked at $992K in Q4 2018.
  • 21 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q4 2019.

Based on OTA Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.