Advisor Group’s Great Elm Capital Corp GECC Stock Holding History

Advisor Group’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$0	Hold	2	–	–	﹤0.01%	5353
2019 Q3	$0	Hold	2	–	–	﹤0.01%	5310
2019 Q2	$0	Hold	2	–	–	﹤0.01%	5270
2019 Q1	$0	Hold	2	–	–	﹤0.01%	5247
2018 Q4	$0	Sell	2 -32	-94%	-$1.63K	﹤0.01%	5138
2018 Q3	$2K	Hold	34	–	–	﹤0.01%	4849
2018 Q2	$2K	Buy	34 +1	+3%	+$56	﹤0.01%	4670
2018 Q1	$2K	Buy	33 +2	+6%	+$117	﹤0.01%	4683
2017 Q4	$2K	Hold	31	–	–	﹤0.01%	4676
2017 Q3	$2K	Buy	31 +1	+3%	+$65	﹤0.01%	4540
2017 Q2	$2K	Sell	30 -36	-55%	-$2.34K	﹤0.01%	4508
2017 Q1	$5K	Hold	66	–	–	﹤0.01%	4106
2016 Q4	$5K	Buy	+66	New	+$4.3K	﹤0.01%	3929

Other funds holding GECC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

QCMC

Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

MPAM

Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Advisor Group's GECC Position: Q4 2019 in Review

Advisor Group held its Great Elm Capital Corp (GECC) position steady in Q4 2019 at 2 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #5353.

Advisor Group first reported a position in GECC in Q4 2016 and has held it in 13 quarters since. The position peaked at $5K in Q1 2017. 21 funds tracked by Wall St. Rank hold GECC as of Q4 2019.

Advisor Group held 2 shares of Great Elm Capital Corp worth $0 as of Q4 2019.
Advisor Group left its Great Elm Capital Corp share count unchanged in Q4 2019.
Great Elm Capital Corp made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #5353 holding.
Advisor Group first reported a position in Great Elm Capital Corp in Q4 2016 and has held it in 13 quarters since.
Advisor Group's Great Elm Capital Corp position peaked at $5K in Q1 2017.
21 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.