Ladenburg Thalmann Financial Services’s Great Elm Capital Corp GECC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5K	Hold	109	–	–	﹤0.01%	4765
2019 Q3	$5K	Hold	109	–	–	﹤0.01%	4680
2019 Q2	$6K	Hold	109	–	–	﹤0.01%	4636
2019 Q1	$5K	Buy	+109	New	+$5.33K	﹤0.01%	4656
2018 Q4	–	Hold	0	–	–	–	5249
2018 Q3	–	Sell	-350	Closed	-$20K	–	5206
2018 Q2	$19K	Hold	350	–	–	﹤0.01%	3853
2018 Q1	$19K	Buy	+350	New	+$20.5K	﹤0.01%	3853
2017 Q4	–	Hold	0	–	–	–	5059
2017 Q3	–	Hold	0	–	–	–	4956
2017 Q2	–	Sell	-1,163	Closed	-$75.5K	–	4903
2017 Q1	$79K	Buy	1,163 +884	+317%	+$59.5K	﹤0.01%	2563
2016 Q4	$20K	Buy	+279	New	+$18.2K	﹤0.01%	3475

Other funds holding GECC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

QCMC

Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

MPAM

Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GECC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Great Elm Capital Corp (GECC) position steady in Q4 2019 at 109 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4765.

Ladenburg Thalmann Financial Services first reported a position in GECC in Q4 2016 and has held it in 8 quarters since. The position peaked at $79K in Q1 2017. 21 funds tracked by Wall St. Rank hold GECC as of Q4 2019.

Ladenburg Thalmann Financial Services held 109 shares of Great Elm Capital Corp worth $5K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Great Elm Capital Corp share count unchanged in Q4 2019.
Great Elm Capital Corp made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4765 holding.
Ladenburg Thalmann Financial Services first reported a position in Great Elm Capital Corp in Q4 2016 and has held it in 8 quarters since.
Ladenburg Thalmann Financial Services's Great Elm Capital Corp position peaked at $79K in Q1 2017.
21 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.