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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
26
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2.42M 1.21%
232,013
+2,916
+1% +$29.7K
SEB icon
27
Seaboard Corp
SEB
$4.52B
$2.39M 1.2%
570
-63
-10% -$212K
BST icon
28
BlackRock Science and Technology Trust
BST
$1.57B
$2.38M 1.2%
+136,950
New +$2.59M
DRA
29
DELISTED
Diversified Real Asset Income Fd
DRA
$2.28M 1.14%
131,272
-9,446
-7% -$166K
FSD
30
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.19M 1.1%
136,694
+5,564
+4% +$92.6K
RCL icon
31
Royal Caribbean
RCL
$78.7B
$2.14M 1.08%
26,000
– –
NDP
32
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$2.12M 1.06%
13,977
+8,065
+136% +$1.41M
RVT icon
33
Royce Value Trust
RVT
$2.21B
$2.08M 1.04%
145,020
+14,431
+11% +$212K
HCF
34
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$1.96M 0.98%
174,442
+146,942
+534% +$1.65M
STEW
35
SRH Total Return Fund
STEW
$1.75B
$1.95M 0.98%
214,942
+68,190
+46% +$603K
JEQ
36
DELISTED
abrdn Japan Equity Fund
JEQ
$1.91M 0.96%
282,238
+21,080
+8% +$150K
LEN icon
37
Lennar Class A
LEN
$20.4B
$1.81M 0.91%
42,548
– –
NCLH icon
38
Norwegian Cruise Line
NCLH
$8.89B
$1.7M 0.86%
36,443
– –
UTF icon
39
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.69M 0.85%
74,313
-30,129
-29% -$695K
PDI icon
40
PIMCO Dynamic Income Fund
PDI
$7.4B
$1.68M 0.84%
54,644
+31,643
+138% +$1.01M
ZTR
41
Virtus Total Return Fund
ZTR
$340M
$1.5M 0.75%
106,890
-1
-0% -$14
CCL icon
42
Carnival Corporation Ltd
CCL
$36.1B
$1.41M 0.71%
31,000
– –
PCF
43
High Income Securities Fund
PCF
$99.6M
$1.36M 0.68%
168,115
+8,256
+5% +$67.8K
BTF
44
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$1.35M 0.68%
48,673
+15,735
+48% +$420K
CWCO icon
45
Consolidated Water Co
CWCO
$469M
$1.34M 0.67%
125,238
+21,225
+20% +$244K
JOF
46
Japan Smaller Capitalization Fund
JOF
$320M
$1.32M 0.66%
147,228
+38,042
+35% +$349K
BTZ icon
47
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.31M 0.66%
101,530
-86,216
-46% -$1.15M
WSO icon
48
Watsco Inc
WSO
$14.9B
$1.31M 0.66%
12,300
– –
JMM icon
49
Nuveen Multi-Market Income Fund
JMM
$54.2M
$1.25M 0.63%
163,332
-34,290
-17% -$261K
KF
50
Korea Fund
KF
$247M
$1.24M 0.62%
32,924
+300
+0.9% +$11.6K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.