TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-0.34%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$193M
AUM Growth
+$193M
Cap. Flow
-$48.4M
Cap. Flow %
-25.04%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

1
DCA
Virtus Total Return Fund
DCA
$456K
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$428K
3
THW
abrdn World Healthcare Fund
THW
$421K
4
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$402K
5
RCL icon
Royal Caribbean
RCL
$378K

Top Sells

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$12.2M
3
SOR
Source Capital
SOR
$4.72M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$2.36M

Sector Composition

1 Consumer Discretionary 5.24%
2 Industrials 4.96%
3 Financials 3.1%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCN
351
PIMCO Corporate & Income Strategy Fund
PCN
$838M
– –
-54,972
Closed -$737K
PML
352
PIMCO Municipal Income Fund II
PML
$479M
– –
-2,000
Closed -$25K
PNF
353
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-2,000
Closed -$24K
TY.PR icon
354
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$33.9M
– –
-500
Closed -$25K
XLY icon
355
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
– –
-65
Closed -$5K
FPRX
356
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-50
Closed -$2K
OXLCO
357
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
– –
-804,614
Closed -$19.4M
TLI
358
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-600
Closed -$6K
MNTA
359
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-100
Closed -$1K
GAB.PRD.CL
360
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
– –
-848
Closed -$22K
GDL.PRB.CL
361
DELISTED
The GDL Fund
GDL.PRB.CL
– –
-12,800
Closed -$643K
MVCB.CL
362
DELISTED
MVC Capital, Inc.
MVCB.CL
– –
-160,695
Closed -$3.95M
OXLCN
363
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
– –
-482,700
Closed -$12.2M
NZH
364
DELISTED
Nuveen Calif Div
NZH
– –
-1,000
Closed -$14K
BIE
365
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
– –
-2,000
Closed -$30K
JHP
366
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
– –
-3,084
Closed -$26K
TYG.PRB
367
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
– –
-2,800
Closed -$28K
QTWW
368
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
– –
-1,000
Closed -$1K
HTR
369
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-19,468
Closed -$427K
BBK
370
DELISTED
Blackrock Municipal Bond Trust
BBK
– –
-200
Closed -$3K
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