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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
301
BlackRock Core Bond Trust
BHK
$642M
$3K ﹤0.01%
200
– –
ERC
302
Allspring Multi-Sector Income Fund
ERC
$254M
$3K ﹤0.01%
234
– –
HNW
303
DELISTED
Pioneer Diversified High Income Fund
HNW
$3K ﹤0.01%
200
– –
HQH
304
abrdn Healthcare Investors
HQH
$1.24B
$3K ﹤0.01%
100
– –
MNTA
305
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2K ﹤0.01%
+100
New +$1.99K
EWU icon
306
iShares MSCI United Kingdom ETF
EWU
$4.05B
– –
-141
Closed -$5K
EZU icon
307
iShare MSCI Eurozone ETF
EZU
$9.45B
– –
-322
Closed -$12K
FPF
308
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-7,221
Closed -$162K
GAB.PRG icon
309
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
$51.5M
– –
-5,045
Closed -$120K
GGN.PRB
310
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$61.9M
– –
-31,430
Closed -$708K
HQL
311
abrdn Life Sciences Investors
HQL
$588M
– –
-58
Closed -$2K
IEMG icon
312
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
– –
-116
Closed -$6K
JPC icon
313
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-2,100
Closed -$20K
NBB icon
314
Nuveen Taxable Municipal Income Fund
NBB
$447M
– –
-6,061
Closed -$129K
PIM
315
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-77,528
Closed -$380K
SMFG icon
316
Sumitomo Mitsui Financial
SMFG
$167B
– –
-6,280
Closed -$49K
VAW icon
317
Vanguard Materials ETF
VAW
$3.01B
– –
-31
Closed -$3K
VOX icon
318
Vanguard Communication Services ETF
VOX
$5.6B
– –
-39
Closed -$3K
CBD
319
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-458
Closed -$13.5K
DDF
320
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$0 ﹤0.01%
48
-6,719
-99% -$68.4K
TTM
321
DELISTED
Tata Motors Limited
TTM
– –
-776
Closed -$35K
CTF
322
DELISTED
Nuveen Long/Short Commodity Fd
CTF
– –
-12,000
Closed -$200K
FTT
323
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-239,827
Closed -$3.24M
PRY.CL
324
DELISTED
PROSPECT CAP CORP 6.95% SR NT
PRY.CL
– –
-11,540
Closed -$294K
OXLCP
325
DELISTED
OXFORD LANE CAP CORP PFD STK SHS SER 2017
OXLCP
– –
-4,794
Closed -$124K
9 10 11 12
13

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.