TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$238M
AUM Growth
+$238M
Cap. Flow
+$31M
Cap. Flow %
13.04%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
86
Reduced
33
Closed
20

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$7.05M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.98M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.88M
4
BST icon
BlackRock Science and Technology Trust
BST
$2.17M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$2.16M

Top Sells

1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
$2.27M
3
DCA
Virtus Total Return Fund
DCA
$1.4M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$708K
5
GLQ
Clough Global Equity Fund
GLQ
$423K

Sector Composition

1 Industrials 4.09%
2 Consumer Discretionary 3.45%
3 Financials 3.21%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHK icon
301
BlackRock Core Bond Trust
BHK
$694M
$3K ﹤0.01%
200
– –
ERC
302
Allspring Multi-Sector Income Fund
ERC
$266M
$3K ﹤0.01%
234
– –
HNW
303
Pioneer Diversified High Income Fund
HNW
$106M
$3K ﹤0.01%
200
– –
HQH
304
abrdn Healthcare Investors
HQH
$902M
$3K ﹤0.01%
98
– –
MNTA
305
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2K ﹤0.01%
+100
New +$2K
EWU icon
306
iShares MSCI United Kingdom ETF
EWU
$2.87B
– –
-282
Closed -$5K
EZU icon
307
iShare MSCI Eurozone ETF
EZU
$7.77B
– –
-322
Closed -$12K
FPF
308
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.16B
– –
-7,221
Closed -$162K
GAB.PRG icon
309
The Gabelli Equity Trust Inc. Series G Cumulative Preferred
GAB.PRG
$54.7M
– –
-5,045
Closed -$120K
GGN.PRB
310
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$66M
– –
-31,430
Closed -$708K
HQL
311
abrdn Life Sciences Investors
HQL
$405M
– –
-58
Closed -$2K
IEMG icon
312
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
– –
-116
Closed -$6K
JPC icon
313
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
– –
-2,100
Closed -$20K
NBB icon
314
Nuveen Taxable Municipal Income Fund
NBB
$471M
– –
-6,061
Closed -$129K
PIM
315
Putnam Master Intermediate Income Trust
PIM
$161M
– –
-77,528
Closed -$380K
SMFG icon
316
Sumitomo Mitsui Financial
SMFG
$103B
– –
-6,280
Closed -$49K
VAW icon
317
Vanguard Materials ETF
VAW
$2.85B
– –
-31
Closed -$3K
VOX icon
318
Vanguard Communication Services ETF
VOX
$5.72B
– –
-39
Closed -$3K
CBD
319
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-458
Closed -$14K
DDF
320
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$0 ﹤0.01%
48
-6,719
-99% –
TTM
321
DELISTED
Tata Motors Limited
TTM
– –
-776
Closed -$35K
CTF
322
DELISTED
Nuveen Long/Short Commodity Fd
CTF
– –
-12,000
Closed -$200K
FTT
323
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-239,827
Closed -$3.24M
PRY.CL
324
DELISTED
PROSPECT CAP CORP 6.95% SR NT
PRY.CL
– –
-11,540
Closed -$294K
OXLCP
325
DELISTED
OXFORD LANE CAP CORP PFD STK SHS SER 2017
OXLCP
– –
-4,794
Closed -$124K
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