Thomas J. Herzfeld Advisors’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-916	Closed	-$6K	–	297
2019 Q1	$6K	Buy	916 +263	+40%	+$1.88K	﹤0.01%	278
2018 Q4	$4K	Buy	+653	New	+$4.87K	﹤0.01%	284
2015 Q2	–	Sell	-6,280	Closed	-$49K	–	317
2015 Q1	$49K	Buy	6,280 +4,738	+307%	+$35.4K	0.02%	179
2014 Q4	$11K	Buy	+1,542	New	+$11.7K	0.01%	227

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SMFG Position: Q2 2019 in Review

Thomas J. Herzfeld Advisors sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q2 2019, closing a stake of 916 shares — an estimated $6K sold.

Thomas J. Herzfeld Advisors first reported a position in SMFG in Q4 2014 and held it in 4 quarters. The position peaked at $49K in Q1 2015. 258 funds tracked by Wall St. Rank hold SMFG as of Q2 2019.

Thomas J. Herzfeld Advisors reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q2 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 916 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q2 2019, an estimated $6K.
Thomas J. Herzfeld Advisors first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q4 2014 and held it in 4 quarters.
Thomas J. Herzfeld Advisors's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $49K in Q1 2015.
258 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q2 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2019, filed 13 Aug 2019.