We are live on ! Find out more
SMFG icon

Sumitomo Mitsui Financial

153 hedge funds and large institutions have $960M invested in Sumitomo Mitsui Financial in 2014 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 53 increasing their positions, 59 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.05% less ownership

Funds ownership: 9.3%9.26% (-0.05%)

6% less funds holding

Funds holding: 162153 (-9)

10% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 59

11% less capital invested

Capital invested by funds: $1.08B → $960M (-$124M)

17% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 30

99% less call options, than puts

Call options by funds: $25K | Put options by funds: $3.4M

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
153
Holders Change
-9
Holders Change %
-5.56%
% of All Funds
4.08%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
25
Increased
53
Reduced
59
Closed
30
Calls
$25K
Puts
$3.4M
Net Calls
-$3.37M
Net Calls Change
-$6.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
1
Capital World Investors
California
$182M -$14.8M -1,950,000 -7%
Morgan Stanley
2
Morgan Stanley
New York
$118M -$8.48M -1,116,945 -6%
Lazard Asset Management
3
Lazard Asset Management
New York
$102M +$2.3M +303,747 +2%
MAA
4
Managed Account Advisors
New Jersey
$102M +$5.99M +789,828 +6%
CI
5
Cambiar Investors
Colorado
$67M -$849K -111,931 -1%
Wells Fargo
6
Wells Fargo
California
$48.3M +$1.85M +244,187 +4%
Northern Trust
7
Northern Trust
Illinois
$34.7M +$4.37M +575,305 +14%
Bank of America
8
Bank of America
North Carolina
$32.1M -$606K -79,892 -2%
JP Morgan Chase
9
JP Morgan Chase
New York
$18.6M +$2.3M +303,199 +13%
ClearBridge Investments
10
ClearBridge Investments
New York
$17.2M -$1.13M -148,805 -6%
PPA
11
Parametric Portfolio Associates
Washington
$13.6M -$4.3M -566,119 -23%
CCM
12
Causeway Capital Management
California
$13.3M -$183K -24,141 -1%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$12.6M +$6.46M +851,548 +97%
RG
14
Renaissance Group
Kentucky
$10.7M +$11.2M +1,470,627 New
AG
15
Aperio Group
California
$10.5M -$2.43M -319,963 -18%
Goldman Sachs
16
Goldman Sachs
New York
$10.4M -$204K -26,840 -2%
Two Sigma Investments
17
Two Sigma Investments
New York
$9.42M +$6.23M +820,952 +173%
Citigroup
18
Citigroup
New York
$8.41M +$7.84M +1,032,522 +845%
GC
19
Gratry & Company
Ohio
$8.15M +$5.9M +777,395 New
CAM
20
Capstone Asset Management
Texas
$6.28M +$2.98M +393,014 +84%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$6.19M +$816K +107,525 +14%
BTS
22
BB&T Securities
Virginia
$5.3M +$50.9K +6,705 +10%
Comerica Bank
23
Comerica Bank
Texas
$5.14M +$2.71M +357,274 +103%
DVM
24
Dreman Value Management
Florida
$4.71M -$701K -92,336 -12%
Natixis Advisors
25
Natixis Advisors
Massachusetts
$4.67M +$2.8M +369,552 +136%

SMFG Hedge Fund Activity: Q4 2014 in Review

153 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2014, worth a combined $960M — down 11% from $1.08B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of SMFG and 25 opened new positions — a net loss of 5 holders — while 59 trimmed existing stakes and 53 added.

The largest buyer was Renaissance Group, opening a new position worth an estimated $11.2M. The largest seller was Capital World Investors, cutting an estimated $14.8M.

  • 153 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2014, down from 162 in Q3 2014.
  • Funds reported $960M of Sumitomo Mitsui Financial stock for Q4 2014, down 11% quarter-over-quarter.
  • 25 funds opened new Sumitomo Mitsui Financial positions in Q4 2014 and 30 closed out, a net change of -5 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2014 was Renaissance Group, an estimated $11.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2014 was Capital World Investors, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2014.