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Sumitomo Mitsui Financial

197 hedge funds and large institutions have $1.16B invested in Sumitomo Mitsui Financial in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 73 increasing their positions, 55 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 25

33% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 55

4% more funds holding

Funds holding: 189197 (+8)

0.08% less ownership

Funds ownership: 10.91%10.83% (-0.08%)

2% less capital invested

Capital invested by funds: $1.18B → $1.16B (-$19M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

98% less call options, than puts

Call options by funds: $138K | Put options by funds: $7.52M

Holders
197
Holders Change
+8
Holders Change %
+4.23%
% of All Funds
5.17%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
35
Increased
73
Reduced
55
Closed
25
Calls
$138K
Puts
$7.52M
Net Calls
-$7.38M
Net Calls Change
+$35K
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
1
Capital World Investors
California
$205M
Morgan Stanley
2
Morgan Stanley
New York
$177M -$16.7M -2,122,081 -8%
CI
3
Cambiar Investors
Colorado
$151M +$24.8M +3,152,967 +19%
Lazard Asset Management
4
Lazard Asset Management
New York
$101M +$1.09M +138,620 +1%
Bank of America
5
Bank of America
North Carolina
$95.9M -$334K -42,464 -0.3%
Northern Trust
6
Northern Trust
Illinois
$45.8M +$5.55M +705,222 +13%
Wells Fargo
7
Wells Fargo
California
$36.6M +$1.42M +179,777 +4%
ClearBridge Investments
8
ClearBridge Investments
New York
$23.4M +$7.3K +927 +0%
PPA
9
Parametric Portfolio Associates
Washington
$22.2M +$557K +70,755 +2%
AG
10
Aperio Group
California
$20.4M +$28.3K +3,590 +0.1%
CCM
11
Causeway Capital Management
California
$16M +$10K +1,270 +0.1%
JG
12
Jefferies Group
New York
$15.8M -$3.66M -465,000 -18%
JP Morgan Chase
13
JP Morgan Chase
New York
$15.6M +$939K +119,324 +6%
Goldman Sachs
14
Goldman Sachs
New York
$15.2M -$7.33K -931 -0%
RG
15
Renaissance Group
Kentucky
$13.3M -$39.9K -5,067 -0.3%
JCM
16
Janney Capital Management
Pennsylvania
$11.9M -$1.24M -158,031 -9%
Renaissance Technologies
17
Renaissance Technologies
New York
$10.6M +$1.05M +133,200 +10%
RJA
18
Raymond James & Associates
Florida
$8.16M +$392K +49,806 +5%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$7.77M -$623K -79,183 -7%
CAM
20
Capstone Asset Management
Texas
$6.87M +$41K +5,215 +0.6%
First Trust Advisors
21
First Trust Advisors
Illinois
$6.67M -$460K -58,473 -6%
Natixis Advisors
22
Natixis Advisors
Massachusetts
$6.29M -$47K -5,967 -0.7%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$5.9M +$825K +104,865 +16%
SB
24
Suntrust Banks
Georgia
$5.21M -$530K -67,268 -9%
CGT
25
Capital Guardian Trust
California
$5.05M +$198K +25,110 +4%

SMFG Hedge Fund Activity: Q4 2015 in Review

197 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2015, worth a combined $1.16B — down 1.6% from $1.18B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SMFG positions and 25 closed out — a net gain of 10 holders — while 73 added to existing stakes and 55 trimmed.

The largest buyer was Cambiar Investors, adding an estimated $24.8M. The largest seller was Morgan Stanley, cutting an estimated $16.7M.

  • 197 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2015, up from 189 in Q3 2015.
  • Funds reported $1.16B of Sumitomo Mitsui Financial stock for Q4 2015, down 1.6% quarter-over-quarter.
  • 35 funds opened new Sumitomo Mitsui Financial positions in Q4 2015 and 25 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2015 was Cambiar Investors, an estimated $24.8M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2015 was Morgan Stanley, an estimated $16.7M sold.

Based on aggregated 13F filings for Q4 2015.