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Sumitomo Mitsui Financial

235 hedge funds and large institutions have $800M invested in Sumitomo Mitsui Financial in 2021 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 108 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 108 | Existing positions reduced: 54

57% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 21

4% more funds holding

Funds holding: 225235 (+10)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.05% less ownership

Funds ownership: 9.1%9.06% (-0.05%)

7% less capital invested

Capital invested by funds: $862M → $800M (-$62.3M)

96% less call options, than puts

Call options by funds: $43K | Put options by funds: $1.14M

Holders
235
Holders Change
+10
Holders Change %
+4.44%
% of All Funds
4.11%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
33
Increased
108
Reduced
54
Closed
21
Calls
$43K
Puts
$1.14M
Net Calls
-$1.09M
Net Calls Change
-$260K
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$89.6M -$1.37M -196,669 -2%
PPA
2
Parametric Portfolio Associates
Washington
$77.9M +$1.88M +269,757 +2%
Morgan Stanley
3
Morgan Stanley
New York
$60.3M +$473K +67,941 +0.8%
Goldman Sachs
4
Goldman Sachs
New York
$55M +$12.3M +1,765,786 +29%
BlackRock
5
BlackRock
New York
$54.1M -$1.62M -232,690 -3%
CAC
6
Cowen and Company
New York
$41.9M -$418K -60,000 -1%
Wells Fargo
7
Wells Fargo
California
$39.9M +$354K +50,898 +0.9%
Bank of America
8
Bank of America
North Carolina
$35.3M -$311K -44,734 -0.9%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$30.9M -$6.26M -899,786 -17%
Northern Trust
10
Northern Trust
Illinois
$30.9M -$11.4M -1,633,462 -27%
Renaissance Technologies
11
Renaissance Technologies
New York
$30.1M -$6.49M -932,300 -18%
WHG
12
Westwood Holdings Group
Texas
$17M -$1.43M -204,971 -8%
CCM
13
Causeway Capital Management
California
$16M +$58K +8,329 +0.4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$13.6M -$13.1K -1,888 -0.1%
CGH
15
Crossmark Global Holdings
Texas
$13M +$381K +54,773 +3%
Natixis Advisors
16
Natixis Advisors
Massachusetts
$10.2M +$200K +28,780 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$9.14M +$1.24M +178,739 +16%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$8.14M -$2.66M -381,856 -25%
Citigroup
19
Citigroup
New York
$8.09M -$3.26M -468,269 -29%
N
20
Nuveen
North Carolina
$7.97M +$7.92M +1,137,502 New
Franklin Resources
21
Franklin Resources
California
$7.34M +$1.85M +265,157 +34%
Russell Investments Group
22
Russell Investments Group
United Kingdom
$7M -$244K -35,104 -3%
OSAM
23
O'Shaughnessy Asset Management
Connecticut
$6.56M +$3.12M +448,744 +92%
Qube Research & Technologies (QRT)
24
Qube Research & Technologies (QRT)
United Kingdom
$6.44M +$2.72M +390,560 +74%
CIBC World Market
25
CIBC World Market
Ontario, Canada
$5.94M +$147K +21,135 +3%

SMFG Hedge Fund Activity: Q3 2021 in Review

235 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2021, worth a combined $800M — down 7.2% from $862M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new SMFG positions and 21 closed out — a net gain of 12 holders — while 108 added to existing stakes and 54 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $12.3M. The largest seller was Northern Trust, cutting an estimated $11.4M.

  • 235 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2021, up from 225 in Q2 2021.
  • Funds reported $800M of Sumitomo Mitsui Financial stock for Q3 2021, down 7.2% quarter-over-quarter.
  • 33 funds opened new Sumitomo Mitsui Financial positions in Q3 2021 and 21 closed out, a net change of +12 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2021 was Goldman Sachs, an estimated $12.3M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2021 was Northern Trust, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2021.