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Sumitomo Mitsui Financial

162 hedge funds and large institutions have $1.08B invested in Sumitomo Mitsui Financial in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 69 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

73% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 40

41% more call options, than puts

Call options by funds: $11.1M | Put options by funds: $7.85M

7% more funds holding

Funds holding: 152162 (+10)

6% more capital invested

Capital invested by funds: $1.02B → $1.08B (+$61.3M)

0.81% more ownership

Funds ownership: 8.5%9.3% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
162
Holders Change
+10
Holders Change %
+6.58%
% of All Funds
4.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
69
Reduced
40
Closed
11
Calls
$11.1M
Puts
$7.85M
Net Calls
+$3.23M
Net Calls Change
+$48B
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
1
Capital World Investors
California
$221M
Morgan Stanley
2
Morgan Stanley
New York
$143M +$13.7M +1,671,685 +11%
Lazard Asset Management
3
Lazard Asset Management
New York
$113M +$16.4M +1,996,250 +17%
MAA
4
Managed Account Advisors
New Jersey
$108M +$26.2M +3,196,213 +32%
CI
5
Cambiar Investors
Colorado
$76.4M +$7.16M +873,347 +10%
Wells Fargo
6
Wells Fargo
California
$52.4M +$10.1M +1,228,961 +24%
Bank of America
7
Bank of America
North Carolina
$36.8M +$1.85M +225,502 +5%
Northern Trust
8
Northern Trust
Illinois
$34.4M +$1.71M +208,369 +5%
ClearBridge Investments
9
ClearBridge Investments
New York
$20.6M -$136K -16,603 -0.7%
PPA
10
Parametric Portfolio Associates
Washington
$20M +$592K +72,203 +3%
JP Morgan Chase
11
JP Morgan Chase
New York
$18.5M -$524K -63,915 -3%
CCM
12
Causeway Capital Management
California
$15.2M +$648K +79,058 +4%
AG
13
Aperio Group
California
$14.5M +$2.13M +259,384 +17%
CGT
14
Capital Guardian Trust
California
$14.3M +$2.04M +248,624 +17%
Goldman Sachs
15
Goldman Sachs
New York
$11.9M +$1.72M +210,136 +17%
Neuberger Berman Group
16
Neuberger Berman Group
New York
$8.06M -$18.8M -2,290,176 -70%
Renaissance Technologies
17
Renaissance Technologies
New York
$7.53M +$4.14M +505,144 +122%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$7.22M +$1.58M +192,727 +28%
EGA
19
Eagle Global Advisors
Texas
$6.88M -$20.6K -2,511 -0.3%
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$6.72M +$881K +107,466 +15%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$6.08M +$1.23M +150,002 +25%
DVM
22
Dreman Value Management
Florida
$6.07M +$762K +92,902 +14%
US Bancorp
23
US Bancorp
Minnesota
$6.01M -$396K -48,336 -6%
BTS
24
BB&T Securities
Virginia
$5.43M +$56.2K +6,856 +12%
GI
25
Glovista Investments
New Jersey
$5.04M +$5.04M +615,192 New

SMFG Hedge Fund Activity: Q3 2014 in Review

162 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2014, worth a combined $1.08B — up 6% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMFG positions and 11 closed out — a net gain of 10 holders — while 69 added to existing stakes and 40 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $26.2M. The largest seller was Neuberger Berman Group, cutting an estimated $18.8M.

  • 162 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2014, up from 152 in Q2 2014.
  • Funds reported $1.08B of Sumitomo Mitsui Financial stock for Q3 2014, up 6% quarter-over-quarter.
  • 21 funds opened new Sumitomo Mitsui Financial positions in Q3 2014 and 11 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2014 was Managed Account Advisors, an estimated $26.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2014 was Neuberger Berman Group, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2014.