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Sumitomo Mitsui Financial

201 hedge funds and large institutions have $750M invested in Sumitomo Mitsui Financial in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 81 increasing their positions, 66 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 66

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.23% less ownership

Funds ownership: 10%9.77% (-0.23%)

3% less capital invested

Capital invested by funds: $769M → $750M (-$19.3M)

9% less funds holding

Funds holding: 222201 (-21)

44% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 41

Holders
201
Holders Change
-21
Holders Change %
-9.46%
% of All Funds
4.06%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
23
Increased
81
Reduced
66
Closed
41
Calls
$4K
Puts
Net Calls
+$4K
Net Calls Change
+$184K
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$73.6M -$2.72M -473,750 -3%
CIM
2
Cowen Investment Management
New York
$60.1M -$1.43M -250,000 -2%
PPA
3
Parametric Portfolio Associates
Washington
$50.8M -$110K -19,267 -0.2%
Renaissance Technologies
4
Renaissance Technologies
New York
$48.4M -$1.62M -282,900 -3%
AG
5
Aperio Group
California
$44.5M +$3.74M +651,928 +9%
Morgan Stanley
6
Morgan Stanley
New York
$43.8M -$767K -133,822 -2%
Goldman Sachs
7
Goldman Sachs
New York
$40.9M +$3.44M +600,430 +9%
Northern Trust
8
Northern Trust
Illinois
$40M +$382K +66,648 +0.9%
Wells Fargo
9
Wells Fargo
California
$37.9M -$656K -114,539 -2%
CAC
10
Cowen and Company
New York
$35.8M
Bank of America
11
Bank of America
North Carolina
$29.3M -$551K -96,210 -2%
LP
12
LMR Partners
United Kingdom
$27.9M -$8.24M -1,437,904 -22%
NMC
13
Nine Masts Capital
Hong Kong
$24.5M -$1.59M -276,982 -6%
Citigroup
14
Citigroup
New York
$19.2M +$1.36M +236,587 +7%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$16M +$1.78M +310,570 +12%
CCM
16
Causeway Capital Management
California
$12.1M -$461K -80,407 -4%
CGH
17
Crossmark Global Holdings
Texas
$10.5M +$7.94M +1,386,064 +278%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$9.12M -$66.1K -11,525 -0.7%
US Bancorp
19
US Bancorp
Minnesota
$8.76M -$2.54M -442,716 -22%
Arrowstreet Capital
20
Arrowstreet Capital
Massachusetts
$7.64M -$1.44M -251,260 -16%
Natixis Advisors
21
Natixis Advisors
Massachusetts
$6.89M +$76.8K +13,395 +1%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$6.85M -$1.32M -230,022 -16%
FWCM
23
Ferguson Wellman Capital Management
Oregon
$5.58M +$304K +52,976 +6%
CIBC World Market
24
CIBC World Market
Ontario, Canada
$4.86M +$2.71M +472,988 +120%
Franklin Resources
25
Franklin Resources
California
$4.59M +$142K +24,745 +3%

SMFG Hedge Fund Activity: Q3 2020 in Review

201 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2020, worth a combined $750M — down 2.5% from $769M a quarter earlier.

Sellers outnumbered buyers: 41 funds closed out of SMFG and 23 opened new positions — a net loss of 18 holders — while 66 trimmed existing stakes and 81 added.

The largest buyer was Crossmark Global Holdings, adding an estimated $7.94M. The largest seller was LMR Partners, cutting an estimated $8.24M.

  • 201 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2020, down from 222 in Q2 2020.
  • Funds reported $750M of Sumitomo Mitsui Financial stock for Q3 2020, down 2.5% quarter-over-quarter.
  • 23 funds opened new Sumitomo Mitsui Financial positions in Q3 2020 and 41 closed out, a net change of -18 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2020 was Crossmark Global Holdings, an estimated $7.94M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2020 was LMR Partners, an estimated $8.24M sold.

Based on aggregated 13F filings for Q3 2020.