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Sumitomo Mitsui Financial

176 hedge funds and large institutions have $575M invested in Sumitomo Mitsui Financial in 2016 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 48 increasing their positions, 80 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.07% less ownership

Funds ownership: 10.83%6.76% (-4.1%)

11% less funds holding

Funds holding: 197176 (-21)

40% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 80

41% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 44

51% less capital invested

Capital invested by funds: $1.16B → $575M (-$587M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5.96M

Holders
176
Holders Change
-21
Holders Change %
-10.66%
% of All Funds
4.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
26
Increased
48
Reduced
80
Closed
44
Calls
Puts
$5.96M
Net Calls
-$5.96M
Net Calls Change
+$1.42M
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$85M +$4.87M +781,122 +6%
Morgan Stanley
2
Morgan Stanley
New York
$80.7M -$61.5M -9,854,150 -42%
Bank of America
3
Bank of America
North Carolina
$59.2M -$17.3M -2,778,440 -22%
NMC
4
Nine Masts Capital
Hong Kong
$42.4M +$42.8M +6,865,159 +5,486%
Northern Trust
5
Northern Trust
Illinois
$31.1M -$5.36M -859,664 -14%
Wells Fargo
6
Wells Fargo
California
$25.2M -$3.9M -625,956 -13%
JG
7
Jefferies Group
New York
$22.4M +$10.2M +1,634,465 +78%
PPA
8
Parametric Portfolio Associates
Washington
$16.3M -$1.28M -204,528 -7%
CCM
9
Causeway Capital Management
California
$14.4M +$1.6M +256,580 +12%
Renaissance Technologies
10
Renaissance Technologies
New York
$13.4M +$5.2M +833,200 +59%
RG
11
Renaissance Group
Kentucky
$13.2M +$2.77M +443,398 +25%
JP Morgan Chase
12
JP Morgan Chase
New York
$12.5M +$163K +26,165 +1%
AG
13
Aperio Group
California
$12.4M -$3.83M -614,438 -23%
Goldman Sachs
14
Goldman Sachs
New York
$12.1M +$73.9K +11,846 +0.6%
ClearBridge Investments
15
ClearBridge Investments
New York
$8.28M -$10.6M -1,699,662 -55%
CS
16
Credit Suisse
Switzerland
$7.98M +$8.1M +1,299,458 +4,669%
RJA
17
Raymond James & Associates
Florida
$6.84M +$398K +63,826 +6%
UBS AM
18
UBS AM
Illinois
$6.73M +$4.85M +777,761 +228%
CAM
19
Capstone Asset Management
Texas
$5.6M +$167K +26,790 +3%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$5.19M -$1M -160,616 -16%
Natixis Advisors
21
Natixis Advisors
Massachusetts
$4.67M -$327K -52,412 -6%
CGT
22
Capital Guardian Trust
California
$4.24M +$255K +40,962 +6%
Massachusetts Financial Services
23
Massachusetts Financial Services
Massachusetts
$3.55M -$176K -28,152 -5%
Jane Street
24
Jane Street
New York
$3.09M +$2.46M +393,944 +328%
FGP
25
Foyston, Gordon, & Payne
Ontario, Canada
$2.89M +$42.9K +6,874 +1%

SMFG Hedge Fund Activity: Q1 2016 in Review

176 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q1 2016, worth a combined $575M — down 51% from $1.16B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of SMFG and 26 opened new positions — a net loss of 18 holders — while 80 trimmed existing stakes and 48 added.

The largest buyer was Nine Masts Capital, adding an estimated $42.8M. The largest seller was Capital World Investors, exiting entirely with an estimated $205M sold.

  • 176 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q1 2016, down from 197 in Q4 2015.
  • Funds reported $575M of Sumitomo Mitsui Financial stock for Q1 2016, down 51% quarter-over-quarter.
  • 26 funds opened new Sumitomo Mitsui Financial positions in Q1 2016 and 44 closed out, a net change of -18 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q1 2016 was Nine Masts Capital, an estimated $42.8M added.
  • The largest Sumitomo Mitsui Financial seller in Q1 2016 was Capital World Investors, an estimated $205M sold.

Based on aggregated 13F filings for Q1 2016.