We are live on ! Find out more
SMFG icon

Sumitomo Mitsui Financial

162 hedge funds and large institutions have $972M invested in Sumitomo Mitsui Financial in 2014 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 63 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 46

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

3% more funds holding

Funds holding: 158162 (+4)

0.23% more ownership

Funds ownership: 7.64%7.87% (+0.23%)

16% less capital invested

Capital invested by funds: $1.16B → $972M (-$188M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

100% less call options, than puts

Call options by funds: $4.59M | Put options by funds: $49.2B

Holders
162
Holders Change
+4
Holders Change %
+2.53%
% of All Funds
4.68%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
25
Increased
63
Reduced
46
Closed
20
Calls
$4.59M
Puts
$49.2B
Net Calls
-$49.2B
Net Calls Change
-$49.2B
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
1
Capital World Investors
California
$234M
Morgan Stanley
2
Morgan Stanley
New York
$130M +$17.8M +1,900,503 +15%
Lazard Asset Management
3
Lazard Asset Management
New York
$101M +$9.94M +1,062,809 +10%
MAA
4
Managed Account Advisors
New Jersey
$78.3M +$3.77M +402,801 +5%
CI
5
Cambiar Investors
Colorado
$38.7M +$16.8M +1,799,068 +67%
Wells Fargo
6
Wells Fargo
California
$31M +$4.3M +459,626 +15%
Bank of America
7
Bank of America
North Carolina
$29.5M +$2.53M +270,333 +9%
Northern Trust
8
Northern Trust
Illinois
$27M +$6.05M +646,931 +26%
Neuberger Berman Group
9
Neuberger Berman Group
New York
$26M +$2.3M +246,064 +9%
ClearBridge Investments
10
ClearBridge Investments
New York
$21.5M +$493K +52,694 +2%
JP Morgan Chase
11
JP Morgan Chase
New York
$21M +$2.67M +285,589 +13%
PPA
12
Parametric Portfolio Associates
Washington
$18.8M +$405K +43,276 +2%
NM
13
Nokota Management
New York
$15.2M +$702K +75,000 +4%
CGT
14
Capital Guardian Trust
California
$11.8M +$6.75M +721,606 +112%
CCM
15
Causeway Capital Management
California
$11.3M +$3.9M +416,759 +47%
AG
16
Aperio Group
California
$11M +$11.9M +1,271,687 New
Goldman Sachs
17
Goldman Sachs
New York
$9.89M +$663K +70,806 +7%
BTS
18
BB&T Securities
Virginia
$9.34M +$76.7K +8,196 +8%
EGA
19
Eagle Global Advisors
Texas
$7.36M -$515K -55,067 -6%
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$7.3M -$300K -32,024 -4%
US Bancorp
21
US Bancorp
Minnesota
$6.99M +$2.57M +274,412 +51%
GC
22
Gratry & Company
Ohio
$6.24M -$527K -56,375 -7%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$5.93M -$106K -11,359 -2%
DVM
24
Dreman Value Management
Florida
$5.83M +$1.45M +154,965 +30%
Comerica Bank
25
Comerica Bank
Texas
$5.09M +$622K +66,455 +13%

SMFG Hedge Fund Activity: Q1 2014 in Review

162 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q1 2014, worth a combined $972M — down 16% from $1.16B a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SMFG positions and 20 closed out — a net gain of 5 holders — while 63 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $17.8M. The largest seller was First Trust Advisors, cutting an estimated $19.3M.

  • 162 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q1 2014, up from 158 in Q4 2013.
  • Funds reported $972M of Sumitomo Mitsui Financial stock for Q1 2014, down 16% quarter-over-quarter.
  • 25 funds opened new Sumitomo Mitsui Financial positions in Q1 2014 and 20 closed out, a net change of +5 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q1 2014 was Morgan Stanley, an estimated $17.8M added.
  • The largest Sumitomo Mitsui Financial seller in Q1 2014 was First Trust Advisors, an estimated $19.3M sold.

Based on aggregated 13F filings for Q1 2014.