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Sumitomo Mitsui Financial

181 hedge funds and large institutions have $689M invested in Sumitomo Mitsui Financial in 2016 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 55 increasing their positions, 57 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 21

15% more capital invested

Capital invested by funds: $602M → $689M (+$87.3M)

10% more funds holding

Funds holding: 165181 (+16)

0.09% more ownership

Funds ownership: 6.29%6.38% (+0.09%)

4% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 57

Holders
181
Holders Change
+16
Holders Change %
+9.7%
% of All Funds
4.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
42
Increased
55
Reduced
57
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$106M -$4.85M -667,714 -5%
Bank of America
2
Bank of America
North Carolina
$74.7M +$4.27M +588,635 +6%
Morgan Stanley
3
Morgan Stanley
New York
$58.1M -$2.22M -305,875 -4%
Northern Trust
4
Northern Trust
Illinois
$57.5M +$19.9M +2,742,739 +57%
JP Morgan Chase
5
JP Morgan Chase
New York
$52.6M +$7.4M +1,018,943 +17%
NMC
6
Nine Masts Capital
Hong Kong
$50.2M -$6.5M -895,741 -12%
PPA
7
Parametric Portfolio Associates
Washington
$32.2M +$4.29M +590,888 +16%
AG
8
Aperio Group
California
$20.9M -$1.63M -224,265 -8%
Wells Fargo
9
Wells Fargo
California
$19.2M -$61.2K -8,429 -0.3%
Goldman Sachs
10
Goldman Sachs
New York
$15.5M +$830K +114,354 +6%
Natixis Advisors
11
Natixis Advisors
Massachusetts
$13.7M +$2.08M +285,817 +19%
CCM
12
Causeway Capital Management
California
$12.6M -$729K -100,345 -6%
OAG
13
Orbis Allan Gray
Bermuda
$12.2M -$1.72M -236,401 -13%
RJA
14
Raymond James & Associates
Florida
$11.7M +$1.09M +150,007 +11%
Renaissance Technologies
15
Renaissance Technologies
New York
$11.4M -$626K -86,200 -5%
JG
16
Jefferies Group
New York
$10.9M -$9.77M -1,345,890 -49%
ClearBridge Investments
17
ClearBridge Investments
New York
$8.85M -$685K -94,309 -8%
UBS AM
18
UBS AM
Illinois
$8.07M -$171K -23,534 -2%
WT
19
Wellcome Trust
United Kingdom
$7.64M
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$6.28M +$298K +41,087 +5%
CGT
21
Capital Guardian Trust
California
$5.67M +$117K +16,044 +2%
CAM
22
Capstone Asset Management
Texas
$4.54M +$7.77K +1,070 +0.2%
ACC
23
Accident Compensation Corp
New Zealand
$3.79M -$27.3K -3,763 -0.8%
William Blair Investment Management
24
William Blair Investment Management
Illinois
$3.4M +$3.23M +444,448 New
Comerica Bank
25
Comerica Bank
Texas
$3.39M +$387K +53,260 +14%

SMFG Hedge Fund Activity: Q4 2016 in Review

181 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2016, worth a combined $689M — up 15% from $602M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new SMFG positions and 21 closed out — a net gain of 21 holders — while 55 added to existing stakes and 57 trimmed.

The largest buyer was Northern Trust, adding an estimated $19.9M. The largest seller was Jefferies Group, cutting an estimated $9.77M.

  • 181 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2016, up from 165 in Q3 2016.
  • Funds reported $689M of Sumitomo Mitsui Financial stock for Q4 2016, up 15% quarter-over-quarter.
  • 42 funds opened new Sumitomo Mitsui Financial positions in Q4 2016 and 21 closed out, a net change of +21 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2016 was Northern Trust, an estimated $19.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2016 was Jefferies Group, an estimated $9.77M sold.

Based on aggregated 13F filings for Q4 2016.