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Sumitomo Mitsui Financial

223 hedge funds and large institutions have $1.27B invested in Sumitomo Mitsui Financial in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 74 increasing their positions, 97 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

0.19% less ownership

Funds ownership: 13.77%13.58% (-0.19%)

6% less capital invested

Capital invested by funds: $1.36B → $1.27B (-$85M)

14% less funds holding

Funds holding: 258223 (-35)

24% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 97

62% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 53

98% less call options, than puts

Call options by funds: $28K | Put options by funds: $1.32M

Holders
223
Holders Change
-35
Holders Change %
-13.57%
% of All Funds
4.89%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
20
Increased
74
Reduced
97
Closed
53
Calls
$28K
Puts
$1.32M
Net Calls
-$1.29M
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
1
Fisher Asset Management
Washington
$419M +$3.63M +531,049 +0.9%
Lazard Asset Management
2
Lazard Asset Management
New York
$102M -$1.15M -167,838 -1%
LP
3
LMR Partners
United Kingdom
$75M +$67.2M +9,842,769 +877%
CAC
4
Cowen and Company
New York
$70.1M +$70M +10,251,605 New
Morgan Stanley
5
Morgan Stanley
New York
$57.6M -$3.03M -444,202 -5%
PPA
6
Parametric Portfolio Associates
Washington
$52.1M -$3.04M -445,220 -6%
Northern Trust
7
Northern Trust
Illinois
$50.4M -$13.2M -1,936,505 -21%
Wells Fargo
8
Wells Fargo
California
$47.3M -$1.37M -200,776 -3%
AG
9
Aperio Group
California
$45.8M +$6.31M +924,123 +16%
Renaissance Technologies
10
Renaissance Technologies
New York
$45.7M +$16.4M +2,402,215 +56%
Bank of America
11
Bank of America
North Carolina
$42.5M -$35.9M -5,250,119 -46%
Goldman Sachs
12
Goldman Sachs
New York
$26.3M +$6.55M +958,532 +33%
NMC
13
Nine Masts Capital
Hong Kong
$18.5M +$6.46M +945,650 +54%
US Bancorp
14
US Bancorp
Minnesota
$15.4M +$774K +113,246 +5%
CCM
15
Causeway Capital Management
California
$13.5M -$893K -130,789 -6%
CGH
16
Crossmark Global Holdings
Texas
$12.2M -$652K -95,449 -5%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$11.2M -$6.36M -931,157 -36%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$10.6M +$2.32M +340,096 +28%
TAM
19
Todd Asset Management
Kentucky
$9.86M -$4.03M -589,996 -29%
Franklin Resources
20
Franklin Resources
California
$9.55M -$1.24M -181,658 -11%
RJA
21
Raymond James & Associates
Florida
$7.81M -$200K -29,269 -3%
Natixis Advisors
22
Natixis Advisors
Massachusetts
$7.33M +$79.8K +11,675 +1%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$7M +$3.37M +493,263 +93%
TRSOTSOK
24
Teachers Retirement System of the State of Kentucky
Kentucky
$6.18M -$2.68M -392,000 -30%
JP Morgan Chase
25
JP Morgan Chase
New York
$5.5M +$6K +879 +0.1%

SMFG Hedge Fund Activity: Q3 2019 in Review

223 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2019, worth a combined $1.27B — down 6.3% from $1.36B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of SMFG and 20 opened new positions — a net loss of 33 holders — while 97 trimmed existing stakes and 74 added.

The largest buyer was LMR Partners, adding an estimated $67.2M. The largest seller was Cambiar Investors, exiting entirely with an estimated $110M sold.

  • 223 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2019, down from 258 in Q2 2019.
  • Funds reported $1.27B of Sumitomo Mitsui Financial stock for Q3 2019, down 6.3% quarter-over-quarter.
  • 20 funds opened new Sumitomo Mitsui Financial positions in Q3 2019 and 53 closed out, a net change of -33 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2019 was LMR Partners, an estimated $67.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2019 was Cambiar Investors, an estimated $110M sold.

Based on aggregated 13F filings for Q3 2019.