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Sumitomo Mitsui Financial

189 hedge funds and large institutions have $1.18B invested in Sumitomo Mitsui Financial in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 75 increasing their positions, 48 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 17

56% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 48

9% more funds holding

Funds holding: 173189 (+16)

0.39% more ownership

Funds ownership: 10.52%10.91% (+0.39%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less capital invested

Capital invested by funds: $1.33B → $1.18B (-$148M)

98% less call options, than puts

Call options by funds: $139K | Put options by funds: $7.55M

Holders
189
Holders Change
+16
Holders Change %
+9.25%
% of All Funds
5.28%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
34
Increased
75
Reduced
48
Closed
17
Calls
$139K
Puts
$7.55M
Net Calls
-$7.42M
Net Calls Change
-$7.62M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
1
Capital World Investors
California
$206M
Morgan Stanley
2
Morgan Stanley
New York
$194M -$3.7M -439,817 -2%
CI
3
Cambiar Investors
Colorado
$128M +$31.2M +3,710,733 +28%
Lazard Asset Management
4
Lazard Asset Management
New York
$101M +$2.31M +275,315 +2%
Bank of America
5
Bank of America
North Carolina
$96.7M +$90.8M +10,801,318 +576%
Northern Trust
6
Northern Trust
Illinois
$40.7M +$2.05M +244,440 +5%
Wells Fargo
7
Wells Fargo
California
$35.4M +$1.32M +156,719 +3%
ClearBridge Investments
8
ClearBridge Investments
New York
$23.5M +$1.3M +154,488 +5%
PPA
9
Parametric Portfolio Associates
Washington
$21.8M +$1.23M +146,644 +5%
AG
10
Aperio Group
California
$20.5M +$1.65M +196,620 +8%
JG
11
Jefferies Group
New York
$19.5M -$6.03M -718,000 -22%
CCM
12
Causeway Capital Management
California
$16.1M +$2.04M +242,560 +13%
Goldman Sachs
13
Goldman Sachs
New York
$15.3M +$355K +42,257 +2%
JP Morgan Chase
14
JP Morgan Chase
New York
$14.8M +$2.11M +250,701 +15%
RG
15
Renaissance Group
Kentucky
$13.5M +$352K +41,912 +2%
JCM
16
Janney Capital Management
Pennsylvania
$13.1M +$14.5M +1,722,607 New
Renaissance Technologies
17
Renaissance Technologies
New York
$9.68M -$288K -34,300 -3%
NMC
18
Nine Masts Capital
Hong Kong
$9.47M +$3.99M +474,530 +60%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$8.42M -$2.76M -327,989 -23%
RJA
20
Raymond James & Associates
Florida
$7.82M +$372K +44,221 +5%
First Trust Advisors
21
First Trust Advisors
Illinois
$7.15M +$7.73M +920,086 +5,504%
CAM
22
Capstone Asset Management
Texas
$6.87M +$92.4K +10,998 +1%
OH
23
Orbis Holdings
Bermuda
$6.49M
MCM
24
Moore Capital Management
New York
$6.46M -$361K -42,947 -5%
Natixis Advisors
25
Natixis Advisors
Massachusetts
$6.37M +$130K +15,527 +2%

SMFG Hedge Fund Activity: Q3 2015 in Review

189 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2015, worth a combined $1.18B — down 11% from $1.33B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SMFG positions and 17 closed out — a net gain of 17 holders — while 75 added to existing stakes and 48 trimmed.

The largest buyer was Bank of America, adding an estimated $90.8M. The largest seller was Columbus Hill Capital Management, exiting entirely with an estimated $9.97M sold.

  • 189 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2015, up from 173 in Q2 2015.
  • Funds reported $1.18B of Sumitomo Mitsui Financial stock for Q3 2015, down 11% quarter-over-quarter.
  • 34 funds opened new Sumitomo Mitsui Financial positions in Q3 2015 and 17 closed out, a net change of +17 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2015 was Bank of America, an estimated $90.8M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2015 was Columbus Hill Capital Management, an estimated $9.97M sold.

Based on aggregated 13F filings for Q3 2015.